Corporate Securities Counsel Jobs

Assistant General Counsel - Investment Company The candidate will responsible for supporting all aspects of legal and regulatory matters relating to the firm’s retail and annuity–dedicated funds. In particular, this individual ..

Swap Dealer Compliance Officer The candidate will manage swap dealer compliance program including assessing and updating policies and procedures, guiding training and education process and on-going regulatory interactions. Providing real time ..

Corporate Counsel (Investments) The candidate will work ... taxable fixed income, and municipal securities. Work will include bankruptcies, out-of-court ... and purchases and sales of securities of distressed companies. Be..

Description The Senior Counsel provides a full range of ... advice and services. The Senior Counsel works on problems of diverse ... to substantial. Responsibilities The Senior Counsel is an..