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... securities compliance matters. Provide strategic legal guidance and advise executive staff ... all capital markets activity. Provide legal oversight for Company’s equity administration ... all business units and all..
Legal Secretary The candidate must be open ... ability to work in a team-based setting with other Legal Secretaries supporting a group of ... in Opposition, answers, and other legal..
Legal Analyst The candidate will be ... a key member of the Corporate Secretary team, who leads governance-related projects and ... review and evaluation of ongoing legal issues. Will draft,..
... regulatory matters, including: Evaluating the legal and regulatory impact of new ... Ability to work in a small-team environment and to work independently ... options for breakfast and snack..
... advisor clients and platform Managing team of compliance analysts conducting reviews ... as well as in a small-team environment, and to multi-task with ... options for breakfast and snack..
... document and deposition discovery.Collaborate with team members on case strategy and ... case strategy and development.Engage in legal research and analysis.RequirementsOver three years ... and federal court practice.Familiarity with..
Interactive Brokers is looking for a motivated and talented compliance officer who is familiar with securities and commodities regulatory issues and has appropriate experience at a regulatory agency, exchange or law ..
A law firm seeks a Private Investment Fund and Investment Management Associate to lead private fund formations and oversee investment adviser registration and compliance matters.DutiesStructure and document private equity, venture capital, ..