Director Institutional Equity Compliance Jobs in Manhattan

Senior Associate Dean for Academic Affairs Duties: Provides leadership for the development of the program of legal education, working closely with the Associate Dean for Clinical Programs and the faculty through ..

Assistant Director for Equity and Inclusion/Deputy Title IX Coordinator ... complaints are adequately trained in compliance with Title IX guidance. Identifies ... processes; collaborates and coordinates with compliance partners within..

Corporate Secretary & Vice President Securities and Corporate Law The candidate will be responsible for the orchestration of board and committee meetings; the annual shareholder meeting and proxy statement; Section 16 ..

Director of Human Resources and Title ... Title IX Coordinator Duties: Assesses institutional compliance with Title IX, the Violence ... laws and guidance documents. The Director develops, implements, updates, and..

Corporate Counsel, Securities The candidate will assist in preparing the Company’s public disclosure documents, including SEC periodic reports such as 10-Ks, 10-Qs, 8-Ks, Proxy Statements, Section 16 filings, and other SEC-related ..

Director, Head of Global Control Room ... of Global Control Room and Compliance Surveillance The candidate will maintain ... derivatives trading groups and the institutional broker dealers. Oversight of monitoring..

... Categories: Administrator The Financial Aid Director provides the overall leadership and ... and scholarship funds (federal, state, institutional, and private programs) for the ... the law school. Responsible for..

... Lending – Real Estate (1) Compliance & Legal (1) Credit Admin/Loan ... of Bradenton Bradenton, Florida Deputy Director, Risk Management Confidential New York, ... Manager LAMMICO New Orleans, Louisiana..

... and legal teams. Advising on equity, executive compensation, and stock administration ... 10b5-1 Plans and Section 16 compliance. Working on corporate governance matters, ... advisory firms', as well as..

... lowest cost. We seek a Director of Global Corporate Actions to ... to join our team. The Director of Global Corporate Actions will ... processing across the enterprise. The..

Dir. Inst. Equity & Compliance & Title IX Coord. Department: ... the full-time 12-month position of Director of Institutional Equity and Compliance, and Title IX Coordinator. Reporting ... the Chief..

Managing Director The candidate will play a key role in growing the firm's closely Held Business/Family Office tax practice, both locally and on a national level. Serve as the trusted advisor ..

VP, Assistant General Counsel - Wealth Management Investments Attorney The candidate will be managing actual and potential litigation and enforcement matters, including internal reviews and investigations related to such matters, advising ..

... financial transactions and reporting, ensuring compliance, and mitigating risk. For more ... university's endowment and investments and compliance with applicable federal and state ... and state tax code, and..

Managing Attorney The candidate will provide oversight for the non-legal support staff, including but not limited to working with the office manager to develop practices and protocols surrounding reception, facilities management, ..

... services to corporate, government, and institutional clients who choose us for ... U.S. equities business and highly-diverse equity research franchise, while growing our ... TD has enhanced its Regulatory..

... history. At NYU Langone Health, equity, diversity, and inclusion are fundamental ... business and financial relationships; monitoring compliance with conflict of interest management ... assuming other responsibilities as the..

Director of Nondiscrimination Initiatives and Title ... Dean of the College, the Director of Nondiscrimination Initiatives/Title IX Coordinator ... strategies to maintain and ensure compliance with federal regulations such as..

Director, Transaction Services/Assistant ControllerOffice of Finance, ... for the entire University. The Director provides oversight and direction over ... it services our community. The Director accomplishes this through effective communication,..

Join the Interactive Brokers Team! Interactive Brokers Group has been consistently at the forefront of trading innovation , starting with the invention of the first floor-based handheld computer in 1983 and ..