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Compliance & Legal Analyst Review of Fund and ... Fund and Adviser advertising for compliance with the Securities Act of ... the Code of Ethics. Monitor compliance by Adviser personnel..
Director of Inclusion & Diversity - US Duties: The candidate will assist with developing a US-wide strategy on I&D initiatives. Lead the development and implementation of key I&D projects. Collaborate with ..
Diversity And Inclusion Director The candidate will provide direction ... evolving best practices in the legal industry. Prepare semi-annual reports to ... of programming. Oversee the firm's compliance with various..
Deputy Chief Compliance Officer The candidate will do ... emerging BSA/AML/KYC/CIP trends and BSA Compliance issues. Supervise 314(a) list reviews ... that will enhance the overall compliance function and create..
Director, Legal & Assistant General Counsel The ... lead attorney for and provide legal advice and guidance on a ... will serve as the primary legal support to the President..
Director Procurement and Vendor Management Duties: The candidate is responsible for setting and maintaining procurement policies and procedures to ensure cost-effective purchases of all materials and services while ensuring quality control ..
Legal Counsel, Products And Services The ... candidate will serve as a legal advisor to various solutions groups ... on various strategic and day-to-day legal matters relating to the development..
Tax Compliance Manager Duties: Reports to the Director of Tax Planning & Compliance for all tax aspects related to the firm including, Gathering and reviewing information from internal resources necessary to ..
Senior Vice President Chief Compliance Officer Duties: Creation and revision ... Duties: Creation and revision of compliance program policies under the direction ... the direction of the Chief Compliance Officer..
Senior Director, Compliance The candidate will lead the ... The candidate will lead the Compliance team which implements the firm ... team which implements the firm compliance programs, including Code..
Legal Assistant/Entry-Level Paralegal – Public Finance The candidate will assist attorneys working within the areas of public law and real estate in the creation and administration of municipal utility districts (MUDs) ..
Director Of Professional Development Duties: Create, oversee and measure a talent development strategy for the attorney populations. Provide leadership in strategic planning, implementation, and management of all areas related to attorney ..
Legal Director The candidate will be ensuring ... The candidate will be ensuring legal compliance with employment and labor laws ... its Code of Conduct and compliance initiatives. Formulating and..
Director, Technology & Cybersecurity Risk Operations ... Reports directly to the Senior Director and Head of Technology and ... and reporting operational risks. Monitors compliance with operational risk policies and..
... and Mobile App Accessibility and Compliance Director Duties: Manages, trains, and grows ... and website and Mobile App compliance obligations. Evaluates native apps for ... of technologies to automate..
Director Trade Compliance The candidate will develop robust, ... develop robust, integrated global trade compliance programs across the organization, with ... day-to-day operation of the corporate compliance programs. Develop a..
2023 ReEntry Program - Risk (Corporate, Compliance, CB, CCB) - Associate The candidate will be managing actual and potential litigation and enforcement matters, including internal reviews and investigations related to such ..
Director of Sustainability Duties: The candidate will be collating, managing, and analyzing data to support sustainability reporting against multiple ESG frameworks and regulations and function as the subject matter expert on ..
Product Director Duties: Lead and manage product teams throughout the product development process, with visibility of all levels of product development, from design to UX to Agile product delivery to marketing ..
Director of Information Security Duties: Implement ... with the Head of IT Compliance to integrate information security requirements ... with the Head of IT Compliance to ensure that processes and..
2023 ReEntry Program - Risk (Corporate, Compliance, CB, CCB) - Vice President The candidate will be managing actual and potential litigation and enforcement matters, including internal reviews and investigations related to ..
Compliance Director-MRA Coding/Clinical The candidate will direct ... assessing audit preparedness. Will lead compliance monitoring to identify process gaps, ... to identify process gaps, validate compliance levels, map processes, draft..
Director of Threat Management, Discovery, and Response will be responsible for managing Frontier’s Threat Management and Incident Response team. This team is charged with detecting, identifying and leading the remediation efforts ..