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... federal and state governmental agencies (e.g., CFTC, SEC, DOJ, and state ... securities regulators) and self-regulatory organizations (e.g., FINRA, CME, NFA); Conducting investigations ... exams promptly. Certified Anti-Money Laundering..
... (IBKR) is expanding our client services team located in Chicago, IL ... IL with a Corporate Actions Specialist. The candidate will possess knowledge ... corporate actions. The Corporate Actions..
... certifications including Certified Anti-Money Laundering Specialist (CAMS) helpful Bachelor’s degree in ... Broad knowledge of FINRA, SEC, banking and consumer finance regulations Ability ... assessments, health coaches and counseling..
... governmental agencies and law enforcement (e.g., CFTC, SEC, DOJ, and state ... securities regulators) and self-regulatory organizations (e.g., FINRA, CME, NFA); Conducting investigations ... exams promptly. Certified Anti-Money Laundering..
Complaints Specialist Interactive Brokers Ireland Limited (IBIE) ... Minimum of 2 years financial services industry experience preferred Strong interpersonal, ... of trade execution and clearing services for active traders, institutional..
... and Legal Affairs, systems and services related to the outside counsel ... Monitor and reconcile invoices between e-billing and SAP systems Monitor and ... Law Department’s Matter Management and..
