Energy Trading Compliance Officer Jobs in Glendale

Regulatory Compliance Officer Duties: Under general supervision, the ... Under general supervision, the Regulatory Compliance Officer maintains research, analysis and evaluation ... direction of the SVP Regulatory Compliance, research, interpret..

Chief Compliance Officer Duties: Reporting to the Vice ... direction and leadership of the compliance program for the Health System ... School of Medicine, including general compliance, privacy and information..

Deputy Compliance Officer The candidate will direct the ... of the Hospital and Professional Compliance Program. Manage overall Hospital and ... Manage overall Hospital and Professional compliance staff members. Will..

9/2/2022 Proactively manages the company’s overall compliance risk management program and staff. Manages entity wide compliance with all federal and state laws/regulations. Identifies any gaps and collaborates with business unit managers ..

Chief Compliance Officer The candidate will lead and ... and manage the firm's global compliance program including regulatory affairs. Serve ... overall strategic vision for the compliance functional areas. Will..

... lifestyle categories. The Chief Accounting Officer will report directly to the ... You’ll Report To: Chief Financial Officer Responsibilities: Implement and maintain corporate ... close process, financial reporting, SOX..

9/12/2022 Responsible for ensuring the Bank’s compliance with federal regulations and state laws affecting deposit products and related services. Monitor changes in applicable laws and regulations, support and advice in interpreting ..

VP-Compliance Liaison Officer The candidate will keep current ... on regulations as requested by Compliance Dept. Review and respond to ... monitoring reports issued by the Compliance Dept. Assist in..

... responsible for supporting the Bank’s compliance monitoring program. The Compliance Monitoring Officer monitors changes in applicable laws ... applicable laws and regulations, performs compliance reviews and generates reports to..

9/2/2022 Proactively manages the company’s overall compliance risk management program and staff. Manages entity wide compliance with all federal and state laws/regulations. Identifies any gaps and collaborates with business unit managers ..

12/27/2022 Compliance Monitoring Officer (hybrid/remote) Conduct compliance monitoring and assessment activities to review ongoing performance of processes and controls, and to assess these and other activities for compliance with law, rules, ..

9/12/2022 Responsible for ensuring the Bank’s compliance with federal regulations and state laws affecting deposit products and related services. Monitor changes in applicable laws and regulations, support and advice in interpreting ..

Chief Compliance Officer Responsibilities : The candidate will ... direction and leadership of the compliance program, including general compliance, privacy and information security. Will ... oversee an integrated, enterprise wide..