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Senior Research Compliance Officer (SRCO) Duties: Reporting to the ... to the University Chief Research Compliance Officer, will represents the Office of ... to engage at the national level, represent..
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Compliance Officer Duties: Serve as the organization’s ... aid and consumer financial protection compliance advisory services as needed; encourage ... aid and consumer financial protection compliance responsibilities as appropriate; promote..
Title IX Investigator / Compliance Officer The candidate will be serving ... investigations (the Internal Investigator/Title IX Compliance SEP role). Conducting informal investigations ... as the internal investigator/Title IX Compliance..
Compliance Officer Duties: Administer the firm’s Code ... Ethics, Political Law, and Lobbying Compliance Programs. Oversee compliance-related operating procedures, including: Affiliated Underwriting ... operating procedures, including: Affiliated Underwriting Compliance, Corporate..
Compliance Officer, US Commercial Duties: Create and ... Commercial Duties: Create and deliver compliance education (Training and Awareness) for ... other members of the US compliance department in identifying and..
Senior Research Compliance Officer Responsibilities: Reporting to the University ... to the University Chief Research Compliance Officer. Establishing effective research compliance policies, procedures, and guidelines, in ... seven elements of..
Privacy Compliance Officer Duties: Consult, collaborate, and provide ... relevant to operations, and updates Compliance Program documents as necessary. Perform ... as necessary. Perform routine privacy compliance monitoring activities by..
Compliance Officer - Consumer Financial Service The ... and manage an effective legal compliance management system. Develop and review ... Advise management on the company’s compliance with laws and regulations..
Chief Compliance Officer The candidate will report to ... develop and motivate a small compliance team while providing support to ... work within the legal and compliance team, but within..
Legal Counsel/Compliance Officer The candidate will review, revise, ... key issues. Serve as firm Compliance Officer by working with firm management ... periodic training to ensure Institution compliance. Collaborate and..
Defined Plans Counsel / Compliance Officer The candidate will review and ... processes and controls to ensure compliance with ERISA, DOL and IRS ... ongoing and annual CORE Plan compliance..