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Chief Compliance and Risk Officer The candidate will integrate governance, ... risk management, public safety, and compliance activities. Will serve as Corporate ... shared governance. Responsible for firm compliance with..
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Vice President and Compliance Officer The candidate will facilitate and ... enforce all facets of the compliance program to protect the client ... risk. Provide strategic direction for compliance in..
VP Compliance Officer The candidate will be maintaining ... The candidate will be maintaining compliance policies and procedures for assigned ... conducting risk assessments and periodic compliance testing, maintaining oversight..
Compliance Officer - Securities Industry The candidate ... support (CCO Support) to Chief Compliance Officers (CCOs) for multiple series ... (Trusts). Will assist in the compliance oversight of service providers..
Job TitleChief Compliance Officer Or Senior CounselJob OverviewA distinguished ... team, either in a leadership compliance role or as a senior ... individual will guide and shape compliance infrastructure and..