Entry Level Compliance Officer Jobs in Jersey City

Chief Compliance Officer Responsibilities: Provides legal counsel to ... range of issues. The Chief Compliance Officer has ultimate compliance accountabilities, and reports to the ... University, and advises them concerning..

Global Chief Compliance Officer- Broker Dealer The candidate will be point of contact for all exams/inquiries and audits. Will work on cover all entities and manage staff across business lines. Provide ..

Chief Compliance Officer Responsibilities: Oversees the corporate compliance program for University Hospital, providing guidance to the Board of Directors, Hospital management, and staff. Building and maintaining systems that ensure compliance with ..

Security Based Swap Dealer Compliance Officer Duties: Responsible for compliance and regulatory matters relating to ... the BNS Swap Dealer Chief Compliance Officer in the implementation of and ... as..

Health Plan Compliance Officer The candidate will serve as ... with the health plan regarding Compliance issues, Regulatory Audits and Corrective ... Actions. Develop and manage site Compliance Oversight Committee..

Chief Compliance Officer The candidate will develop and ... appropriate and compliant conduct. Maintain high-level oversight of compliance and risk management and organization ... enterprise risk awareness strategies. Ensuring compliance..

Chief Compliance Officer Duties: Overseeing and managing compliance within the University to ensure ... and designing and stewarding effective compliance strategies, structures, and processes. Serves ... processes. Serves as the..

Senior Compliance Officer - U.S. Markets Advisory Duties: ... relevant policies and procedures. Provide regulatory/compliance training. Assist the business on ... Perform testing and monitoring of compliance with firm policies..

Import and Export Controls Compliance Officer Duties: Reporting to the University’s ... Reporting to the University’s Chief Compliance Officer, serves as the principal administrative ... and Trade Sanction regulations (Export..

Regulation W Compliance Officer The candidate duties will include: ... of the CUSO Banking Regulatory Compliance Regulation W framework, including risk ... and monitoring, and training; Conduct compliance oversight reviews..

Chief Compliance Officer The candidate oversees the corporate ... The candidate oversees the corporate compliance program for Hospital, providing guidance ... and maintaining systems that ensure compliance with Hospital's internal..

Senior Compliance Officer, Conflicts of Interest Duties: Assist ... guidance and training to Local Compliance Officers, risk assessment reviews, and ... of Conduct; the COMPANY Director, Officer, and Senior Financial..

Health Plan Compliance Officer Responsibilities: Serve as key point ... with the health plan regarding Compliance issues, Regulatory Audits and Corrective ... Actions. Develop and manage site Compliance Oversight Committee..

General Counsel and Chief Compliance Officer, and Secretary of the Board of Trustees Duties: Encompasses responsibility for, and oversight of, all legal affairs and compliance matters for all campuses of the ..

Swap Dealer Compliance Officer The candidate will manage swap ... candidate will manage swap dealer compliance program including assessing and updating ... new business activities. Overseeing the compliance framework for..

Corporate Compliance Officer Duties: Develop and implement the ... Develop and implement the organization’s Compliance Program including developing, implementing and ... risks, receiving, evaluating and investigating compliance-related complaints, concerns and..

Health Plan Compliance Officer Responsibilities: Serve as key point ... with the health plan regarding Compliance issues, Regulatory Audits and Corrective ... Actions. Develop and manage site Compliance Oversight Committee..

Corporate Compliance Officer Duties: Develop an understanding of ... required components of a Corporate Compliance Program and their integration. Work ... newly designed controls and corporate compliance policies around conflicts..

Executive Privacy and Security Compliance Officer (Executive Network Compliance Officer Level II) 120000 Duties: With the ... with the CCO and other Compliance Officers, identify risk factors for ... development..

Compl Product Sr Officer I TTS and CCB O&T ... TTS and CCB O&T ICRM Compliance Officer The candidate will be responsible ... developing, delivering and maintaining best-in-class Compliance, programs,..

Chief Compliance Officer The candidate will be responsible ... will be responsible for: Lead compliance organization, providing guidance and support ... management, Board of Directors, and compliance team. For both..

Import and Export Controls Compliance Officer The candidate will report to ... report to the University's Chief Compliance Officer. Will serve as the principal ... and Trade Sanction regulations (Export..

Chief Compliance Officer The candidate will be responsible ... responsible for overseeing and managing compliance within the University to ensure ... and designing and stewarding effective compliance strategies, structures, and..