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Director, Assistant General Counsel - Securities And Finance The candidate will be responsible for: Draft and review of a broad range of Securities Exchange Act of 1934 filings, including Forms 10-K, ..
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Seeking Finance & Real Estate Associate with 3-5 years’ experience. Candidate will gain business development experience, enhance professional development skills, and develop significant responsibility and work with partners on all levels ..
Senior Corporate Counsel (Securities, Governance, M&A, Financing) The candidate will lead on behalf of Legal in the drafting and reviewing of all periodic reports including Forms 10-K, 10-Q, 8-K, proxy statements, ..
Retail Bankruptcy Production Specialist II The candidate will be responsible for processing bankruptcy information from the U.S. Bankruptcy Courts, Clients, Attorneys, and/or Trustees. Will review and process accounts/cases through reports or ..
Manager- US Card Compliance Advisory The candidate will deliver quality results, providing compliance advice to lines of business as a subject matter expert, and executing or participating in corporate processes. Provide ..
Senior Manager, State & Local Government Affairs The candidate will oversee the relationship with State Attorneys General (AG) directly as well as through related trade associations. Monitor and assess relevant ESG ..
Director, Head of Global Control Room and Compliance Surveillance The candidate will maintain all organizational and professional ethical standards and has latitude for independent judgment and decision-making. Oversight of the Global ..
Manager- Compliance Advisory The candidate will deliver quality results, providing sound compliance advice to the business as a subject matter expert, and executing against the responsibilities outlined below. Maintain expert knowledge ..
Principal Associate, Process Management The candidate will be leading a team of associates onsite. Strong people leadership skills and the ability to develop your associates. Leading and owning oversight of process ..
Senior Compliance Officer The candidate will conduct and direct compliance risk oversight of Enterprise Compliance Programs, with an emphasis on Accessibility programs that support physical and digital elements of the Americans ..
Deputy Chief Compliance Officer – Retail RIA The candidate will be developing and maintaining a robust compliance program, with a focus on compliance with all laws, regulations, and other guidance related ..
Retail Bankruptcy Production Specialist II Duties: Research bankruptcy case information utilizing U.S. Bankruptcy Court websites and other third-party resources. Communicate in verbal or written communication with attorneys and Bankruptcy Trustees as ..
Principal Associate Contracts Management The candidate will be assessing transactions and creating deal strategies. Working closely with business customers and internal stakeholders to understand needs, determine the risks and design appropriate ..
Senior Compliance Officer The candidate will conduct and direct compliance risk oversight of assigned business units (Registered Investment Advisors) and/or functions. Lead and execute compliance risk management activities to reasonably ensure ..
Senior Legal Specialist - Governance and Securities Responsibilities: Supporting the in-person and virtual meeting operations of the Board and its committees, including preparing and assembling meeting materials and other documentation to ..
Principal Legal Risk Duties: Leads, maintains, and enhances the Organization's regulatory change program. Responsible for the oversight of the Regulatory Library inventory of laws and regulations the identification of regulatory changes, ..
Bankruptcy Production Specialist II Duties: Research bankruptcy case information utilizing U.S. Bankruptcy Court websites and other third-party resources. Communicate in verbal or written communication with attorneys and Bankruptcy Trustees as directed. ..
Senior Legal Specialist - Governance and Securities Responsibilities: Supporting the in-person and virtual meeting operations of the Board and its committees, including by preparing and assembling meeting materials and other documentation ..