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Fiduciary Team Leader Duties: Responsible for the successful delivery of various Trust Administration and client (direct client and client team) activities in accordance with the terms of governing instruments, Policies, Procedures ..
Compliance Director – Trust and Wealth The candidate will be developing and maintaining a robust compliance program, with a focus on compliance with all laws, regulations, and other guidance related to ..
Governance & Securities Director, Assistant General Counsel The candidate will lead the drafting and filing processes associated with the annual Proxy Statement. Partner with other subject matter experts throughout Capital One ..
Compliance Advisor Manager The candidate will be providing input on business regulatory requirements. Providing guidance on business policies, standards, and procedures. Leading and reviewing department training, as appropriate. Providing compliance advice ..
Principal Associate Contracts Management The candidate will be assessing transactions and creating deal strategies. Working closely with business customers and internal stakeholders to understand needs, determine the risks and design appropriate ..
Principal Legal Risk Duties: Leads, maintains, and enhances the Organization's regulatory change program. Responsible for the oversight of the Regulatory Library inventory of laws and regulations the identification of regulatory changes, ..
Senior Manager, State & Local Government Affairs The candidate will oversee the relationship with State Attorneys General (AG) directly as well as through related trade associations. Monitor and assess relevant ESG ..
Manager- Compliance Advisory The candidate will deliver quality results, providing sound compliance advice to the business as a subject matter expert, and executing against the responsibilities outlined below. Maintain expert knowledge ..
Governance & Securities Director, Assistant General Counsel The candidate will lead the drafting and filing processes associated with the annual Proxy Statement. Will partner with other subject matter experts throughout Capital ..
Paralegal Duties: The candidate will manage contract intake requests for the GBS Legal team through the contract workflow tool. Assist with day-to-day activities as needed to support the GBS Legal team, ..
Principal Associate, Process Management The candidate will be leading a team of associates onsite. Strong people leadership skills and the ability to develop your associates. Leading and owning oversight of process ..
Bankruptcy Production Specialist II Duties: Research bankruptcy case information utilizing U.S. Bankruptcy Court websites and other third-party resources. Communicate in verbal or written communication with attorneys and Bankruptcy Trustees as directed. ..
Manager- US Card Compliance Advisory The candidate will deliver quality results, providing compliance advice to lines of business as a subject matter expert, and executing or participating in corporate processes. Provide ..
Senior Sourcing Manager The candidate will develop strategy for and execute the most complex and highest impact procurement efforts across the company. Working in concert with business partners and subject matter ..
Senior Compliance Officer The candidate will conduct and direct compliance risk oversight of Enterprise Compliance Programs, with an emphasis on Accessibility programs that support physical and digital elements of the Americans ..
Principal Compliance Specialist Duties: The candidate maintains a high level of awareness and knowledge of Fair Lending compliance requirements (including Americans with Disabilities Act, Limited English Proficiency and Elder protection) and ..
Deputy Chief Compliance Officer – Retail RIA The candidate will be developing and maintaining a robust compliance program, with a focus on compliance with all laws, regulations, and other guidance related ..
Senior Legal Specialist - Governance and Securities Responsibilities: Supporting the in-person and virtual meeting operations of the Board and its committees, including by preparing and assembling meeting materials and other documentation ..
Retail Bankruptcy Production Specialist II The candidate will be responsible for processing bankruptcy information from the U.S. Bankruptcy Courts, Clients, Attorneys, and/or Trustees. Will review and process accounts/cases through reports or ..
Director, Head of Global Control Room and Compliance Surveillance The candidate will maintain all organizational and professional ethical standards and has latitude for independent judgment and decision-making. Oversight of the Global ..
Senior Compliance Officer The candidate will conduct and direct compliance risk oversight of assigned business units (Registered Investment Advisors) and/or functions. Lead and execute compliance risk management activities to reasonably ensure ..
Retail Bankruptcy Production Specialist II Duties: Research bankruptcy case information utilizing U.S. Bankruptcy Court websites and other third-party resources. Communicate in verbal or written communication with attorneys and Bankruptcy Trustees as ..