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Vice President, AML Compliance Risk Management (ACRM) Officer – NAM Banking, Capital Markets and Advisory Duties: Execute and implement firm-wide AML risk management policy and strategic processes. Maintain AML compliance program ..
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Senior Product Development Business Partner The candidate will support US underwriting teams by drafting and amending policy forms, liaising with the regulatory and operations teams during the form filing process, and ..
Director Compliance Fixed Income Duties: Promote reputation for ethics and integrity. Address regulatory compliance issues relating to Fixed Income fund investment and product development, including private fund regulation and related compliance ..
Tax Senior Manager - Financial Services The candidate will assist with their tax structuring and navigating the constantly changing and increasingly complex tax laws and requirements that impact their overall tax ..
Senior Manager - Financial Services Industries - Insurance Tax The candidate will be maintaining and developing strong client relationships on various federal tax consulting/compliance engagements within the insurance industry. Overseeing complex ..
Vice President, Compliance The candidate will support the CCO in designing and implementing a compliance program for registered investment advisers and registered investment companies that is effective in preventing, detecting, and ..
Principal Legal Risk Duties: Leads, maintains, and enhances the Organization's regulatory change program. Responsible for the oversight of the Regulatory Library inventory of laws and regulations the identification of regulatory changes, ..
VP, Corporate Counsel, PGIM Investments The candidate will provide legal advice to internal business clients on investment companies, investment advisory and regulatory issues in developing new funds and supporting existing funds. ..
Tax Senior Manager - Financial Services The candidate will assist a variety of financial service focused clients in solving their complex business issues from strategy to execution. Assist with their tax ..
Tax Manager - Financial Services Duties: Provide tax compliance, provision and advisory services to partnerships, corporations, international, and S-corporations for a variety of clients in the banking, investments, asset management and ..
Manager Compliance - Personal Securities Trading Duties: Lead onshore teams and provide subject matter expertise for offshore teams. Support department audits and exams. Oversee all day-to-day operations which consist of reviewing ..
VP, Corporate Counsel, Bankruptcy & Restructuring The candidate will be working with investment professionals in connection with bankruptcy and restructuring matters. Providing advice on the structuring of distressed and new investments. ..
Job Overview: A national law firm is seeking an Associate Attorney to join its Public Finance practice group in Newark, New Jersey. This position offers the opportunity to work on sophisticated ..
Manager, Compliance - PGIM Investments (Hybrid) The candidate will implement the compliance oversight program relating to PGIM Investments’ Strategic Investment Research Group (“SIRG”). SIRG provides research to clients with respect to ..
Director, Financial Crimes Compliance The candidate will drive success within the Anti-Money Laundering (AML), Sanctions Compliance (SC) and Anti-Bribery & Corruption (ABC) compliance programs by reviewing program elements, including but not ..
Fiduciary Initiatives Manager The candidate will include analyzing and implementing regulatory changes, enabling platform enhancements, designing new product offerings, and managing other aspects of a fiduciary relationship. Analyze the potential impacts ..
VP, Corporate Counsel, Transactions The candidate will be working with investment professionals in connection with bankruptcy and restructuring matters. Providing advice on the structuring of distressed and new investments. Retaining, managing, ..
Product Development Business Partner Senior Duties: Contribute thought leadership and business insight to support continuous improvement and innovation for our internal suite of products. Investigate, assess and recommend initiatives to capitalize ..
VP, Corporate Counsel, Data & Privacy The candidate will be providing legal advice to ensure Prudential’s practices with regard to personal information of customers and employees comply with applicable domestic privacy ..
Internal Trust Specialist The candidate will assist Financial Advisors in selling trust company services to existing and prospective clients which will require technical conversations with the clients, attorneys, and CPAs. Educate ..
Manager, Privacy Program and Privacy Platform Management Responsibilities: Maintains the Global Privacy Program Standards and supporting policies and procedures in close collaboration with senior Privacy Program partners. Assists local compliance and ..
Principal Compliance Specialist, Fair Lending The candidate assists the management in enhancing the Company’s fair lending program and collaborating with business unit management in the development of fair lending risk controls ..