Finance Financial Services Regulation Attorney Jobs

Compl Product Sr Officer I TTS and CCB O&T ICRM Compliance Officer The candidate will be responsible for: Designing, developing, delivering and maintaining best-in-class Compliance, programs, policies and practices for ICRM. ..

Swap Dealer Compliance Officer The candidate will manage swap dealer compliance program including assessing and updating policies and procedures, guiding training and education process and on-going regulatory interactions. Providing real time ..

Compliance Assurance Director Duties: The candidate serves as a senior compliance risk manager for Independent Compliance Risk Management (ICRM)'s Assurance team responsible for assessing compliance risks and controls implemented by the ..

... Legal, Business Management, Operations, Technology, Finance, other Control Functions, and In-Business ... other control-related function in the financial services firm, regulatory organization, or legal/consulting ... global trade and/or supply..

Senior Manager - Financial Services Industries - Insurance Tax The ... industry. Delivering professional and timely services to internal and external customers. ... a Bachelor's degree in accounting, finance, or..

... relevant experience in retail, consumer financial services, or payment services organizations with multiple financial products, or a regulatory agency ... or law firm involving payment services compliance issues. Should..

Consultant - Financial Services Industries Tax - Global Information ... candidate will be providing advisory services to financial institutions on the areas of ... teams across jurisdictions to assist financial..

Director - Senior Swap Dealer Compliance Officer Duties: Provide coverage as and when required of senior management meetings (for example; Swap Dealer Operating Committee, Swap Dealer Management Committee, Sec Corp CEO ..

... support and compliance risk management services covering the assessment and reporting ... IT technologies utilized in the Financial Services Industry. Possess strong project management, ... and specific regulatory requirements..

CCB Legal Payments, Product & Digital VP - Assistant General Counsel Duties: Providing strategic, commercially pragmatic and trusted legal advice to the business as to the reasonableness or viability of digital ..

Engagement Consultation Manager Duties: The candidate will be involved in the services to and relationships with clients, both within and outside the U.S. Matters arising from client mergers and acquisitions or ..

Staff Attorney The candidate will support business efforts to build out life insurance products and services, including preparation and negotiation of standard business contracts, negotiation of related contracts with clients and ..

Development & Regulatory Counsel The candidate will provide strategic advice regarding research and development projects, business development matters, regulatory matters, compliance issues, development related documents and interactions with respect to pipeline ..

Assistant General Counsel, Commercial The candidate works efficiently and collaboratively with in-house business and technology personnel, primarily through the negotiation of transactions and contracts, but also when providing counsel on complex ..

Principal Analyst, Risk Monitoring, Medium Diversified Firms The candidate will be reporting to a Risk Monitoring Director and supports both that direct manager in identifying existing and emerging risks, and interactions ..

Compl Testing Sr Officer II-Global Compliance Testing Prudential Testing- Director The candidate will be responsible for assessing compliance risks and controls implemented by the first and second line of defense. Responsible ..

Development & Regulatory Counsel The candidate will provide strategic advice regarding research and development projects, business development matters, regulatory matters, compliance issues, development related documents and interactions with respect to pipeline ..

Tax Attorney: Corporate Tax Department The candidate ... candidates with National Office or Financial Services industry experience at Big 4 ... tax department within a global financial institution. Exposure to..

... final rules promulgated by U.S. financial regulators. Represent Firms in industry ... relevant expertise and provide advisory services to the Business Lines and ... a case-by-case basis, provide Advisory..