Finance Financial Services Regulation Attorney Jobs

Compl Product Sr Officer I TTS and CCB O&T ICRM Compliance Officer The candidate will be responsible for: Designing, developing, delivering and maintaining best-in-class Compliance, programs, policies and practices for ICRM. ..

Swap Dealer Compliance Officer The candidate will manage swap dealer compliance program including assessing and updating policies and procedures, guiding training and education process and on-going regulatory interactions. Providing real time ..

Compliance Assurance Director Duties: The candidate serves as a senior compliance risk manager for Independent Compliance Risk Management (ICRM)'s Assurance team responsible for assessing compliance risks and controls implemented by the ..

... relevant experience in retail, consumer financial services, or payment services organizations with multiple financial products, or a regulatory agency ... or law firm involving payment services compliance issues. Should..

... support and compliance risk management services covering the assessment and reporting ... IT technologies utilized in the Financial Services Industry. Possess strong project management, ... and specific regulatory requirements..

Staff Attorney The candidate will support business efforts to build out life insurance products and services, including preparation and negotiation of standard business contracts, negotiation of related contracts with clients and ..