Financial Advisor Jobs

Senior Consumer Legal Counsel Duties: Will advise the General Counsel on specific subject matters and serve as a representative of the Legal Department at meetings or Company functions. Will lead and ..

Senior Commercial Legal Counsel Duties: Will advise the General Counsel on specific subject matters and serve as a representative of the Legal Department at meetings or Company functions. Will lead and ..

Advisor The candidate will work closely ... development and fact finding through financial action plans and reviews. Work ... including first interviews, confidential fact-finding, financial action plans, implementation meetings, and..

Associate Attorney The candidate will work in securities law compliance, capital markets transactions, merger and acquisition (M&A) transactions, private equity (PE) transactions, venture capital (VC) transactions, investment company and advisor compliance, ..

Branch Examiner The candidate will review and research branch office activities to identify red flag issues and determine compliance with firm and regulatory rules and procedures. Will communicate with branch managers ..