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Senior compliance manager Mutual Funds The candidate will ... candidate will be conducting desk-based compliance and ODD reviews of prospective ... and current sub-advisers to mitigate compliance reputational and operational..
Lead compliance Officer - Branch Banking The ... standards and programs to drive compliance with federal state agency legal ... of business group risk based compliance programs Maintain compliance risk..
Lead compliance Officer Corporate Investment Banking The ... monitoring of business group risk-based compliance programs Will maintain compliance risk expertise and consulting for ... standards and programs to drive compliance
Manager, Swap Dealer Advisor Responsibilities: Assisting ... in administering a Swap Dealer Compliance program. Advising Sales and Trading ... rules and regulations. Working with Compliance Assurance to ensure compliance testing..
Consumer Finance Licensing Manager Duties: Work directly with attorneys in our consumer financial services regulatory compliance team. Receive requests from attorneys and clients, assign license projects to team members, act as ..
Lead Compliance Officer – Corporate & Investment ... monitoring of business group risk-based compliance programs. Will maintain compliance risk expertise and consulting for ... standards and programs to drive compliance..
My client, a global leader providing equipment, solutions and services across the energy sector, from generation to consumption, are looking to hire a Manufacturing Manager. Developing the team and demonstrating accountability ..
... seeking a Regional Banking Associate Manager (SAFE) in Consumer and Small ... ensure timely completion, quality, and compliance in retail bankingnIdentify opportunities for ... relationshipsnEngage customers to understand their..
Senior Manager, State & Local Government Affairs The candidate will oversee the relationship with State Attorneys General (AG) directly as well as through related trade associations. Monitor and assess relevant ESG ..
Lead Compliance Officer - Branch Banking The ... standards and programs to drive compliance with federal, state, agency, legal, ... of business group risk based compliance programs. Maintain compliance risk..
Compliance Privacy Advisor, Manager The candidate will closely follow ... and monitoring, remediation/corrective action of compliance breakdowns, and changes in law ... in developing and maintaining the Compliance Management Program..
... is seeking a Regional Banking Manager (SAFE) in Consumer and Small ... relationshipsnEngage customers to understand their financial needs, and work proactively to ... financiallynManage allocation of people and..
98302BR Job Title: Trade Compliance Manager (Projects and Technology) - Houston, ... member of the specialist Trade Compliance legal team the Trade Compliance Manager will provide Trade Compliance (export and..
Senior Manager Compliance Advisor- Auto Finance Responsibilities: Review ... self-identified issues and events for compliance impacts. Provide effective challenge and ... effective challenge and guidance on compliance risks and support..
... & Alliances Resell Contracts & Compliance Manager (Enabling Manager) in Austin Texas Resell Contracts ... Austin Texas Resell Contracts & Compliance Manager Are you a contracts & ... Are..
Compliance Advisor Manager The candidate will be providing ... department training, as appropriate. Providing compliance advice on complex projects. Providing ... identified issues and events for compliance impacts. Provide effective..
... Services (GPS) Procurement Operations & Compliance Manager in San Antonio Texas Government ... Services (GPS) Procurement Operations & Compliance Manager Deloitte Services LP includes internal ... Information Technology, Facilities..
... & Alliances Resell Contracts & Compliance Manager (Enabling Manager) in Dallas Texas Resell Contracts ... Dallas Texas Resell Contracts & Compliance Manager Are you a contracts & ... Are..
Known for being a great place to work and build a career, KPMG provides audit, tax and advisory services for organizations in today's most important industries. Our growth is driven by ..
133959BR Job Title: Compliance Manager (Trading Surveillance) – Houston, TX ... the role? Reporting to the Manager Global Trading Surveillance, the Compliance Manager Trading Surveillance Crude and Products ... transactions..
Senior Compliance Manager, Mutual Funds The candidate will ... candidate will be conducting desk-based compliance and ODD reviews of prospective ... and current sub-advisers to mitigate compliance, reputational and operational..
General Manager (Bilingual) TMX Finance • San ... Requisition ID 2023-34072 Category: General Manager Location: US-TX-San Antonio Overview General ... Location: US-TX-San Antonio Overview General Manager As a General Manager..
Manager Compliance, Personal Securities Trading The candidate ... operations which consist of reviewing compliance reports, managing the preclearance approval ... Partner with local business unit Compliance Officers to execute or..