Financial Regulation Associate Jobs in Plano

Vice President, Assistant General Counsel - CB Middle Market Banking The candidate will be managing actual and potential litigation and enforcement matters, including internal reviews and investigations related to such matters. ..

Associate Counsel Institutional Investments and Corporate Services Duties: Provide legal advice and counsel to addressing various investment-related activities and its affiliates through which those activities may be conducted. Work directly and ..

Compliance Associate Program - Summer Associate, 2021 The candidate will partner with expert professionals to provide advice on the impact of existing and future regulatory requirements, as well as independent input ..

Compliance Escalation and Incident Reporting Senior Vice President Duties: Designing, developing, delivering and maintaining best-in-class Compliance, programs, policies and practices for ICRM, Specifically, assist leadership in: Escalations and Issue Reporting: Develop ..

Senior Manager Compliance Advisor- Auto Finance Responsibilities: Review Complaints generated from lines of business and provide guidance on remediation, escalate and facilitate with subject matter experts, when necessary. Identify trends in ..

Job OverviewA law firm seeks a finance associate with a focus on fund finance and private credit transactions to join its Leveraged Finance subgroup in Dallas, TX. Candidates should have a ..

VP, Assistant General Counsel - US Wealth Management, Insurance The candidate will be a member of the US Wealth Management Legal team that is responsible for supporting annuities and life insurance, ..

Corporate Counsel The candidate will review, draft, and administer agreements, and other related legal documents in connection with internal as well as external parties. Develop solutions in all phases of transactions, ..

GCB Complaints Compliance Team Lead - C14 SVP Duties: Serves as a senior compliance risk manager for Independent Compliance Risk Management (ICRM) responsible for establishing internal strategies, policies, procedures, processes, and ..

... to join its Banking and Financial Services practice in Dallas, Texas. ... and regulatory due diligence for financial services transactions.DutiesAssist in federal and ... procedures, and compliance management systems.Analyze..

Compliance Escalation And Incident Reporting Vice President The candidate will be participating in the design, development, delivery and maintenance of best-in-class Compliance programs, policies and practices for ICRM, Specifically, assist leadership ..

Compliance Escalation and Incident Reporting Vice President Duties: Serves as a compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for establishing internal strategies, policies, procedures, processes, and programs to ..

Clinical Contract Associate II Duties: Perform a variety of activities involved in the drafting of contracts for clinical research studies. Monitor/review proposed contracts for compliance with applicable company policy as well ..

A prominent law firm in Dallas, TX is seeking a dynamic Junior Associate Attorney to join its highly respected Corporate and Mergers & Acquisitions (M&A) team. As a vital member of ..

Assistant General Counsel - Cybersecurity Duties: Will consult with and advise the company on appropriate legal requirements and risks related to privacy, security and information management, with a particular focus on ..

Job OverviewA law firm seeks a Financial Regulatory Associate to join its team in Dallas. The role involves advising clients in the financial services sector on regulatory inquiries, compliance obligations, and ..

VP, Assistant General Counsel - CB Shared Services The candidate will be managing actual and potential litigation and enforcement matters, including internal reviews and investigations related to such matters. Will be ..

... law firm seeks a mid-level Financial Services Litigation Associate in Dallas. The ideal candidate ... in complex litigation, particularly in financial services, and possess strong writing ... briefs on..

Senior Legal Counsel Responsibilities: Responsible for reviewing will and trust agreements where the bank is named in a fiduciary capacity in order protect the bank, comply with the law, and satisfy ..

Job Overview: A prestigious law firm is seeking experienced corporate transactional attorneys to join its team. This is an exciting opportunity for candidates with a strong background in corporate law, mergers ..

Manager Compliance, Personal Securities Trading The candidate will lead, coach and develop onshore and offshore teams. Support department audits and exams. Oversee all day-to-day operations which consist of reviewing compliance reports, ..

Compliance Assurance Officer, VP – GCB NAM Responsibilities: Serves as a senior compliance risk officer for Independent Compliance Risk Management (ICRM)’s Assurance team responsible for assessing compliance risks and controls implemented ..

Compliance Product Officer (GCB) - Vice President The candidate will be assisting in the design, development, delivery and maintenance of best-in-class Compliance, programs, policies and practices for ICRM in Singapore. Will ..