Finra Attorney Jobs in Cincinnati

Branch Examiner The candidate will review and research branch office activities to identify red flag issues and determine compliance with firm and regulatory rules and procedures. Will communicate with branch managers ..

Job TitleChief Compliance Officer Or Senior CounselJob OverviewA distinguished law firm located in Cincinnati, OH is seeking a seasoned professional to join its Investment Oversight team, either in a leadership compliance ..

Job OverviewA law firm seeks a mid-level Associate Attorney with over three years of experience to join the Litigation Practice Group, focusing on financial services and FINRA litigation matters in Cincinnati. ..