Finra Attorney Jobs in Hartford

Branch Examiner The candidate will review and research branch office activities to identify red flag issues and determine compliance with firm and regulatory rules and procedures. Will communicate with branch managers ..

Branch Examiner The candidate will review and research branch office activities to identify red flag issues and determine compliance with firm and regulatory rules and procedures. Will communicate with branch managers ..

Carlton Fields is growing its nationally-recognized real estate and commercial finance and investment team. Our team represents institutional lenders, investors and owners in transactions across the United States. We are seeking ..

Associate Counsel - Wealth Solutions The candidate will be partner with the division’s Distribution, Product and Operations teams to draft, negotiate, and manage both routine and moderately complex transactions, including RFP ..