Finra Attorney Jobs in Madison

Branch Examiner The candidate will review and research branch office activities to identify red flag issues and determine compliance with firm and regulatory rules and procedures. Will communicate with branch managers ..

Investment Management Associate The candidate will advice regarding federal securities laws and forms, including the Investment Company Act of 1940 and the Investment Advisers Act of 1940. Prepare and review of ..

Legal Executive Assistant The candidate will lead the management and administration of a large volume of time-sensitive communications. Maintain attorney business development contact lists through the firm’s CRM. Consistently and professionally ..

Job Information Cuna Mutual Senior Counsel - Cybersecurity & Privacy (Remote) in Madison Wisconsin Job Purpose: Reporting to the Associate General Counsel – Privacy Official. This legal professional will provide legal ..

Website and Mobile App Accessibility and Compliance Director Duties: Manages, trains, and grows an onshore and offshore team. Acts as the subject matter expert for clients to meet their Cookie, Pixel, ..