Finra Attorney Jobs in Miami

Financial Services Regulatory Associate The candidate should have 3-5 years of financial services regulatory experience in the areas of state insurance laws and regulation, with a focus on insurance company operations, ..

Branch Examiner The candidate will review and research branch office activities to identify red flag issues and determine compliance with firm and regulatory rules and procedures. Will communicate with branch managers ..

Associate Attorney The candidate will be responsible for: Efficient management of multiple cases. Timely preparation of pleadings, motions and discovery to opposing parties. Participate in mediations, hearings and depositions as required. ..

Website and Mobile App Accessibility and Compliance Director Duties: Manages, trains, and grows an onshore and offshore team. Acts as the subject matter expert for clients to meet their Cookie, Pixel, ..

Litigation Associate The candidate must have 1-5 years experience. Practice is dedicated to business litigation (mostly defense). FINRA or AAA experience is a plus...

Miami Attorney with 8 years of debt finance experience for the firm's national Finance team within the Corporate Practice Group. Extensive experience representing private equity sponsors, acquisition and portfolio companies, and ..

Senior Paralegal The candidate will serve all internal and external client needs including preparation of registration statements and/or other regulatory filings required under the Investment Company Act, Investment Advisers Act, Securities ..

Website and Mobile App Accessibility and Compliance Director Duties: Manages, trains, and grows an onshore and offshore team. Acts as the subject matter expert for clients to meet their Cookie, Pixel, ..

Private Funds Attorney The candidate will provide advice on the formation, structuring and marketing/distribution of open-end and closed-end funds and special purpose vehicles across various jurisdictions. Prepare, review and negotiate fund ..

Fort Lauderdale Attorney with 8 years of debt finance experience for the firm's national Finance team within the Corporate Practice Group. Extensive experience representing private equity sponsors, acquisition and portfolio companies, ..

Securities (FINRA) Associate The candidate should have at least 2 years of experience handling all aspects of FINRA arbitration disputes on behalf of broker-dealers and their registered representatives. Should have strong ..

Job OverviewA law firm seeks a Financial Institutions Litigation Associate Attorney to join its Financial Institutions Practice Group in South Florida. The role involves representing financial institutions in various securities and ..

Website and Mobile App Accessibility and Compliance Director Duties: Manages, trains, and grows an onshore and offshore team. Acts as the subject matter expert for clients to meet their Cookie, Pixel, ..

Fort Lauderdale McGlinchey Stafford is a premier business law firm with fifteen offices across ten states and Washington, D.C. Our lawyers offer services in more than 40 practice areas through a ..