Finra Attorney Jobs in Nebraska

College Savings Counsel The candidate will be responsible for: Responsible for updating, preparation, and review of 529 legal documents and coordination with outside legal as necessary (Program Disclosure Statements, Forms, legal ..

Senior Counsel, Regulatory Attorney The candidate will advise on securities laws, most particularly relating to broker-dealers; Familiarity with Reg BI and FINRA Rules and their applications to broker-dealers; Draft and review ..

Branch Examiner The candidate will review and research branch office activities to identify red flag issues and determine compliance with firm and regulatory rules and procedures. Will communicate with branch managers ..

Branch Examiner The candidate will review and research branch office activities to identify red flag issues and determine compliance with firm and regulatory rules and procedures. Will communicate with branch managers ..