Finra Attorney Jobs in New Jersey

Counsel, Enforcement The candidate will resolve non-complex Enforcement matters based on rigorous assessment and effective advocacy. Will execute an effective risk-based legal strategy to assess the record fairly. Recommend a fair ..

Vice President, Corporate Counsel, Retail Advice And Solutions The candidate will be responsible for: Providing thought leadership and support as a key member of the distribution legal team. Address full range ..

Senior Counsel, Regulatory Attorney The candidate will report directly to the Associate General Counsel and will be responsible for providing regulatory and business legal advice relating to broker-dealers and dual registrants. ..

Senior Counsel The candidate will provide expert legal and policy advice to Enforcement management and staff in support of Enforcement Department objectives to foster transparency and predictability in the Department's regulatory ..

Jersey City office of a BCG Attorney Search Top Ranked Law Firm seeks a commercial litigation associate attorney with 5-7 years of experience. The candidate must have experience in the following ..

Assistant General Counsel, Regulatory The candidate will render senior-level legal advice and support in connection with the complete life cycle of the adoption of new regulatory initiatives, and serve as subject ..

Job Overview: A prominent law firm located in Hamilton, NJ is seeking a highly skilled Associate Attorney to join its Investment Management and Securities practice group. This position is ideal for ..

Counsel, Enforcement The candidate will execute an effective risk-based legal strategy to assess the record fairly. Collaborate with investigative staff to plan investigations and fully develop the record. Research and identify ..

Jackson McGlinchey Stafford is a premier business law firm with fifteen offices across ten states and Washington, D.C. Our lawyers offer services in more than 40 practice areas through a highly ..

Senior Principal Advisor and Counsel, Market Manipulation The candidate will report to the Vice President, Strategic Operations. Assist MMG and MRTS leadership in the oversight of intra-departmental and inter-departmental initiatives, advise ..

Assistant General Counsel, Commercial The candidate works efficiently and collaboratively with in-house business and technology personnel, primarily through the negotiation of transactions and contracts, but also when providing counsel on complex ..

Seeking corporate attorneys for its Delaware, Florida, Maryland, New Jersey, New York or Texas offices. Candidates should have 4 years of experience in corporate, mergers and acquisitions, fund formation, finance and/or ..

Assistant General Counsel, Commercial The candidate works efficiently and collaboratively with in-house business and technology personnel, primarily through the negotiation of transactions and contracts, but also when providing counsel on complex ..

Seeking corporate attorneys for its Delaware, Florida, Maryland, New Jersey, New York or Texas offices. Candidates should have 4 years of experience in corporate, mergers and acquisitions, fund formation, finance and/or ..

Senior Counsel The candidate will provide expert legal and policy advice to Enforcement management and staff in support of Enforcement Department objectives to foster transparency and predictability in the Department's regulatory ..

Regulatory Counsel Responsibilities: Provide legal and regulatory guidance regarding an exchange, SEC, and FINRA rules. Provide legal and regulatory guidance regarding market structure. Coordinate and provide legal and regulatory guidance on ..

Assistant General Counsel, Regulatory The candidate will render senior-level legal advice and support in connection with the complete life cycle of the adoption of new regulatory initiatives, and serve as subject ..

Senior Principal Advisor and Counsel, Market Manipulation The candidate will report to the Vice President, Strategic Operations. Assist MMG and MRTS leadership in the oversight of intra-departmental and inter-departmental initiatives, advise ..

Seeking corporate attorneys for its Delaware, Florida, Maryland, New Jersey, New York or Texas offices. Candidates should have 6 years of experience in corporate, mergers and acquisitions, fund formation, finance and/or ..

Counsel, Enforcement The candidate will execute an effective risk-based legal strategy to assess the record fairly. Collaborate with investigative staff to plan investigations and fully develop the record. Research and identify ..

Assistant General Counsel, Corporate Law The candidate will be helping Conduent comply with all public company requirements, including quarterly reports, current reports, NASDAQ rules, and related Conduent policies. Leading or addressing ..

Job OverviewA distinguished law firm is seeking a senior-level associate or counsel to join its Securities Enforcement Defense team. The ideal candidate will have extensive experience handling securities enforcement matters, including ..

Job Overview: An established law firm is seeking a Labor and Employment Associate to join its growing team in Princeton, NJ. The firm is renowned for its extensive experience in labor ..