Finra Attorney Jobs

Senior Counsel, Regulatory Attorney The candidate will report directly to the Associate General Counsel and will be responsible for providing regulatory and business legal advice relating to broker-dealers and dual registrants. ..

Regulation W Compliance Officer The candidate duties will include: To lead the enhancement of the CUSO Banking Regulatory Compliance Regulation W framework, including risk assessment, policy and procedures, corporate governance, ..

Jersey City office of a BCG Attorney Search Top Ranked Law Firm seeks a commercial litigation associate attorney with 5-7 years of experience. The candidate must have experience in the following ..