Finra Attorney Jobs in Pittsburgh

Manager Compliance, Personal Securities Trading The candidate will lead, coach and develop onshore and offshore teams. Support department audits and exams. Oversee all day-to-day operations which consist of reviewing compliance reports, ..

Branch Examiner The candidate will review and research branch office activities to identify red flag issues and determine compliance with firm and regulatory rules and procedures. Will communicate with branch managers ..

Ready to make a change? A respected Pittsburgh firm is seeking a Corporate Finance/M&A Partner Level Attorney to join their growing regional law firm. The right attorney will have integrity and ..

Website and Mobile App Accessibility and Compliance Director Duties: Manages, trains, and grows an onshore and offshore team. Acts as the subject matter expert for clients to meet their Cookie, Pixel, ..

Mid-Level Associates to Counsel-Level (Securities) Ideal candidates will have in-depth experience (4-6 years) in the following areas: Public company rules and regulations (Securities Act of 1933, the Securities Exchange Act of ..

Investment Senior Counsel The candidate will be responsible for providing legal advice to senior management, client facing groups and operational personnel. You will work closely with industry groups on legislative and ..