Finra Attorney Jobs in Saint Louis

Associate General Counsel II Candidate must have: JD Degree with exceptional academic credentials. 5+ years of progressive professional responsibility and experience in relevant practice areas; preference for experience serving as outside ..

Branch Examiner The candidate will review and research branch office activities to identify red flag issues and determine compliance with firm and regulatory rules and procedures. Will communicate with branch managers ..

EO WIM/CIB Sales Practice Consultant Duties: Reviewing, analyzing and addressing complex escalated complaints from multiple sources across Corporate & Investment Banking and Wealth & Investment Management. Addressing complaints from a variety ..

Website and Mobile App Accessibility and Compliance Director Duties: Manages, trains, and grows an onshore and offshore team. Acts as the subject matter expert for clients to meet their Cookie, Pixel, ..

Paralegal Associate The candidate will execute the initial set-up process of new case matters from FINRA, Courts, and other personnel are recorded properly into the legal management system. Will advise company ..

Senior Manager, First Line Risk Management Office, Governance The candidate will understand and opine on the process of creation, review, update, and implementation of disclosures, such as research, product, bank, account ..

We are seeking an associate attorney with two to seven years of legal experience to join our Corporate/M&A department. Ideal candidates have experience in M&A, business law, complex commercial transactions, securities ..