Finra Paralegal Jobs

OGC Appellate Paralegal Duties: Provides paralegal support for the adjudicatory processes of the National Adjudicatory Council (NAC), to include preparing and maintaining records and hearing kits, drafting correspondence, summarizing transcripts, and ..

Paralegal (Legal Editor) Duties: Manages docket of assigned cases, including maintenance of the official records of those proceedings and the Office of Hearing Officer’s electronic docket. Receives, compiles, and organizes information ..

Very busy family law firm is seeking a paralegal/legal assistant.  A successful applicant is one who is detailed oriented, organized, friendly, self-motivated, and a good time manager.  Experience in the field ..

Job Title: Associate AttorneyJob Overview: A well-established law firm based in Atlanta, GA, seeks an experienced attorney to provide legal and compliance advisory services to clients in the financial services sector, ..

Paralegal/Regulatory Administrator The candidate will handle preparation of regulatory filings required under federal securities laws, including registration statements on Forms N-1A and proxy statements on Schedule 14A or Form N-14, using ..

Paralegal/Regulatory Administrator The candidate will handle preparation of regulatory filings required under federal securities laws, including registration statements on Forms N-1A and proxy statements on Schedule 14A or Form N-14, using ..

Paralegal/Regulatory Administrator The candidate will handle preparation of regulatory filings required under federal securities laws, including registration statements on Forms N-1A and proxy statements on Schedule 14A or Form N-14, using ..

Senior Paralegal The candidate will serve all internal and external client needs including preparation of registration statements and/or other regulatory filings required under the Investment Company Act, Investment Advisers Act, Securities ..

Paralegal, Risk Management The candidate will serve as owner and project manager of internal insurance certificate tracking program, including selecting a new vendor and the immigration of all data. Abstract leases ..

Senior Paralegal The candidate will serve all internal and external client needs including preparation of registration statements and/or other regulatory filings required under the Investment Company Act, Investment Advisers Act, Securities ..

Paralegal/Regulatory Administrator The candidate will handle preparation of regulatory filings required under federal securities laws, including registration statements on Forms N-1A and proxy statements on Schedule 14A or Form N-14, using ..

Senior Paralegal The candidate will serve all internal and external client needs including preparation of registration statements and/or other regulatory filings required under the Investment Company Act, Investment Advisers Act, Securities ..

Senior Paralegal The candidate will serve all internal and external client needs including preparation of registration statements and/or other regulatory filings required under the Investment Company Act, Investment Advisers Act, Securities ..

Compensation $80,000-$120,000 annual base salary – Exempt status BONUS: Eligible – performance based BENEFITS: 100% paid medical, 3 weeks’ vacation first year, sick, personal days as needed CORPORATE CULTURE: Gorgeous office, ..

Compensation to $90,000 Location New York City, NY - USA - Midtown Manhattan The Organization Major global financial institution Key Responsibilities Develop summary template for Ops Memo Summarize key loan document ..

Paralegal, Risk Management The candidate will serve as owner and project manager of internal insurance certificate tracking program, including selecting a new vendor and the immigration of all data. Abstract leases ..

Paralegal/Regulatory Administrator The candidate will handle preparation of regulatory filings required under federal securities laws, including registration statements on Forms N-1A and proxy statements on Schedule 14A or Form N-14, using ..

Senior Paralegal The candidate will serve all internal and external client needs including preparation of registration statements and/or other regulatory filings required under the Investment Company Act, Investment Advisers Act, Securities ..

Senior Paralegal The candidate will serve all internal and external client needs including preparation of registration statements and/or other regulatory filings required under the Investment Company Act, Investment Advisers Act, Securities ..

Paralegal, Risk Management The candidate will serve as owner and project manager of internal insurance certificate tracking program, including selecting a new vendor and the immigration of all data. Abstract leases ..

Senior Paralegal The candidate will serve all internal and external client needs including preparation of registration statements and/or other regulatory filings required under the Investment Company Act, Investment Advisers Act, Securities ..

Paralegal/Regulatory Administrator The candidate will handle preparation of regulatory filings required under federal securities laws, including registration statements on Forms N-1A and proxy statements on Schedule 14A or Form N-14, using ..

Paralegal/Regulatory Administrator The candidate will handle preparation of regulatory filings required under federal securities laws, including registration statements on Forms N-1A and proxy statements on Schedule 14A or Form N-14, using ..