Finra Paralegal Jobs in Washington

Senior Executive Assistant, Office of Chief Economist Duties: Sophisticated calendar management for Chief Economist that requires prioritizing meetings and requests. Significant scheduling between Board members, internal executive staff, staff, and external ..

Senior Office Manager, Human Resources The candidate reporting to the Chief Human Resources Officer, responsible for performing administrative and operational support services for the office. This includes handling confidential information ..

OGC Appellate Paralegal Duties: Provides paralegal support for the adjudicatory processes of the National Adjudicatory Council (NAC), to include preparing and maintaining records and hearing kits, drafting correspondence, summarizing transcripts, and ..

Assistant General Counsel, Commercial The candidate works efficiently and collaboratively with in-house business and technology personnel, primarily through the negotiation of transactions and contracts, but also when providing counsel on complex ..

Assistant General Counsel, Commercial The candidate works efficiently and collaboratively with in-house business and technology personnel, primarily through the negotiation of transactions and contracts, but also when providing counsel on complex ..

Paralegal (Legal Editor) Duties: Manages docket of assigned cases, including maintenance of the official records of those proceedings and the Office of Hearing Officer’s electronic docket. Receives, compiles, and organizes information ..

Assistant General Counsel, Commercial The candidate works efficiently and collaboratively with in-house business and technology personnel, primarily through the negotiation of transactions and contracts, but also when providing counsel on complex ..

... and appropriately cited. Updates the FINRA Rule Filing Template as needed ... federal securities laws and regulations, FINRA rules and other relevant market ... comments, displaying advanced understanding of..

Associate General Counsel Duties: Advise the Board of Governors and advisory committees with respect to high-impact, legally and politically complex and sensitive regulatory initiatives and rule changes under consideration by the ..

Paralegal/Regulatory Administrator The candidate will handle preparation of regulatory filings required under federal securities laws, including registration statements on Forms N-1A and proxy statements on Schedule 14A or Form N-14, using ..

Job Description: Interactive Brokers is looking for a Paralegal with experience in litigation and discovery preferably in securities and broker-dealer issues for the firm’s Washington, D.C. office. The Litigation/Discovery Paralegal will ..