Futures Compliance Officer Jobs in Bridgeport

Job Description The Deputy of Compliance Technology position requires knowledge and ... reporting obligations of brokers and futures commission merchants. This person will ... commodities regulatory reporting obligations. Provide compliance..

... for a motivated and talented compliance officer who is familiar with securities ... regulations is preferred. Responsibilities: The Compliance Officer – Advisor Regulation will be ... be responsible for:..

... for a motivated and talented compliance officer who is familiar with securities ... back office functions. Responsibilities: The Compliance Officer – Special Products and Back ... stock lending and..