General Counsel Broker Dealer Jobs

General Counsel The candidate will lead all ... and research and respond to general legal questions from Home Base ... (re: ABC Laws, FDA laws, general business inquires); assist with..

... reporting to TSS Legal Senior Counsel who reports to the TSS ... who reports to the TSS General Counsel. Advise on broker-dealer and other securities law matters. ... relating..

Associate General Counsel The candidate will be reporting ... will be reporting to the General Counsel, responsibilities will include advising on ... advising on contractual, bank regulatory, general corporate, and..

... experience in law firm or broker dealer/investment banking firm or derivatives dealer with emphasis on Volcker, SEC ... on Volcker, SEC security-based swap dealer regulations and or CFTC swap..

... & sales, investment banking, institutional broker dealer and FCM/swap dealer businesses or (ii) a major ... in the U.S., SEC registered broker-dealers, futures commission merchants, swap dealers ... tools,..