General Counsel Broker Dealer Jobs in Washington

Assistant General Counsel, Compliance The candidate will be responsible for: Provide crucial thought-leadership and action in the creation and implementation of company’s Compliance Program, to include development of various aspects of ..

Associate General Counsel, Regulatory The candidate will ensure ... internal teams are aware of broker-dealer and other financial services regulatory ... This role reports to Deputy General Counsel of Regulatory,..

... and commodities issues in the broker-dealer and futures commission merchant space, ... interested in joining the firm’s General Counsel office either in Greenwich, CT ... and in conjunction with..

Associate General Counsel - Enforcement The candidate will ... be assisting the firm’s Chief Counsel on Investigations & Enforcement in ... regulatory authorities. Working with outside counsel in managing larger..