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... Duties: Responsible for assisting the General Counsel as well as other executive ... agent of members of the General Counsel and Executive Team by making ... executive guidance. Report..
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VP Compliance Officer DUTIES: Develops initiates, maintains, and ... policies and procedures for the general operation of the Compliance Program and its related activities ... Manages day-to-day operation of the..
General Counsel The candidate will serve in ... with the CEO and the Chief Compliance Officer to oversee strategic direction and ... guidance on all legal and compliance initiatives. Provide..
General Counsel The candidate will be responsible ... management, and corporate governance and compliance; Supervise management of US trademark ... efforts and costs of outside counsel; Perform as a key..
Chief Compliance Officer/General Counsel Duties: Examine and draft employment, ... and employee relations. Ensure legal compliance as pertains to SEC regulations. ... pertains to SEC regulations. Oversee compliance with corporate..