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Regulatory & Compliance Analyst The candidate will assist with regulatory audits by FINRA, SEC, and state insurance and securities regulators. Investigate complex issues, including but not limited to internal investigations, customer ..
General Counsel Duties: Serves as the ... Duties: Serves as the chief legal officer for the company. Ensures ... counsel on a variety of legal issues, serve as an effective..
Legal Secretary II Duties: Under general supervision, performs mid-level legal secretarial and administrative duties for ... office. Maintains working knowledge of legal concepts, practices, and staff counsel ... staff counsel..
... with the Office of the General Counsel to manage the firm's ... to manage the firm's corporate legal affairs, including drafting and reviewing ... risk management.DutiesAssist the Corporate Deputy..
... experience in mergers and acquisitions, general corporate representation, public company reporting, ... in mergers and acquisitions transactions.Provide general corporate representation to clients.Advise on ... with experienced practitioners on sophisticated..
... Counsel (Corporate) to join the legal team. In this role you ... this role you will oversee legal support and counsel to areas ... as part of the corporate..