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Regulatory & Compliance Analyst The candidate will assist with regulatory audits by FINRA, SEC, and state insurance and securities regulators. Investigate complex issues, including but not limited to internal investigations, customer ..
Legal Secretary II Duties: Under general supervision, performs mid-level legal secretarial and administrative duties for ... office. Maintains working knowledge of legal concepts, practices, and staff counsel ... staff counsel..
... experience in mergers and acquisitions, general corporate representation, public company reporting, ... in mergers and acquisitions transactions.Provide general corporate representation to clients.Advise on ... with experienced practitioners on sophisticated..
... with the Office of the General Counsel to manage the firm's ... to manage the firm's corporate legal affairs, including drafting and reviewing ... risk management.DutiesAssist the Corporate Deputy..