Hedge Fund Compliance Associate Jobs

... documentation complies with applicable regulatory compliance requirements, state law requirements, and ... and maintain a comprehensive banking compliance First Line of Defense Program, ... and ongoing monitoring to ensure..

... Accurately analyzes marketing communications for compliance with regulatory and firm requirements ... with clients for marketing communications compliance review and approval.u003cbr/u003e- Evaluates compliance policy effectiveness and updates procedures .....

... will be responsible for Distribution compliance for UMB Distribution Services. They ... will oversee a team of compliance analysts and work closely with ... Responsible for oversight of day-to-day..

... report to the Director of Compliance and Oversight, documenting current practices, ... line of business and Corporate Compliance on remediation of identified gaps.u003cbr/u003eDuties ... Will work closely with Corporate..