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Wealth Advisor The candidate will be responsible for managing a book of fiduciary/investment management relationships while maintaining knowledge of fiduciary law and regulatory requirements. They serve as primary point of contact ..
Legal Administrative Assistant Duties: Staff Counsel Support for managing Insurance Defense ... Provides administrative support for Staff Counsel Attorneys in an office under general attorney ... related to events and..
Branch Examiner The candidate will review and research branch office activities to identify red flag issues and determine compliance with firm and regulatory rules and procedures. Will communicate with branch managers ..
Director II Compliance (Ethics) The candidate manages 10-15 people and is responsible for directing the implementation of the department's initiatives. Manages day to day operations of the Ethics program, to include ..