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5

Investment Adviser Regulatory Counsel Jobs in Connecticut






Job info
 
Company
**********
Location
New Haven, CT
Posted Date
Jul 24, 2017
Info Source
Employer  - Full-Time  90 

General Counsel - Office of the Vice ... of senior and mid-level in-house counsel who provide legal support for ... University financings, funds administration and investment of University’s retirement plan..

 
Company
**********
Location
Shelton, CT
Posted Date
Sep 22, 2020
Info Source
Employer  - Full-Time  90  

Director Compliance Duties: Oversee testing programs and ongoing compliance and other risk assessments; liase with strategic partners (i.e., risk and internal audit) on assessments related to our advisory and mutual fund ..

 
Location
Greenwich, CT
Posted Date
Feb 25, 2026
Info Source
Recruiter  -  

... specializing in Private Equity and Investment Management to join their team ... Island, or Washington, D.C.DutiesDraft sophisticated investment management and fund-related documents.Advise investment managers on regulatory compliance obligations.Negotiate and..

 
Location
New Haven, CT
Posted Date
Jan 21, 2026
Info Source
Recruiter  -  

... expertise in Private Equity and Investment Management to join their team ... corporate transactional work, focusing on investment management and private funds.DutiesDraft sophisticated ... management and private funds.DutiesDraft sophisticated..

 
Location
Hartford, CT
Posted Date
Jan 21, 2026
Info Source
Recruiter  -  

... specializing in Private Equity and Investment Management to join their team ... Island, or Washington, D.C.DutiesDraft sophisticated investment management and fund-related documents.Advise investment managers on regulatory compliance obligations.Negotiate and..

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