Investment Adviser Regulatory Counsel Jobs in New Jersey

Assistant General Counsel - Investment Company The candidate will responsible ... all aspects of legal and regulatory matters relating to the firm’s ... the handling of legal and regulatory matters..

Corporate Counsel (Investments) The candidate will work ... other corporate agreements. Offer legal counsel to promote compliance with applicable ... and regulations and respond to regulatory inquiries and examinations. Interpret,..

... regarding maintenance and development of adviser policy manuals; Prepare and review ... projects, including those related to regulatory changes and changes in the ... manager’s business; Supervise responses to..

Senior Counsel, Regulatory Attorney The candidate will report ... directly to the Associate General Counsel and will be responsible for ... will be responsible for providing regulatory and business legal..

Senior Manager - Regulatory Compliance (Asset Management) The candidate will work with Hedge Fund and Private Equity clients to understand their business activities that are subject to the Investment Advisers Act ..

VP, Corporate Counsel, PGIM Investments The candidate will ... to internal business clients on investment advisory, investment company and regulatory issues in developing new strategies ... also assist with registration..

... relating to PGIM Investments’ Strategic Investment Research Group (“SIRG”). SIRG provides ... and monitoring of funds and investment advisers. SIRG also makes available ... models to certain third- party..

... a compliance program for registered investment advisers and registered investment companies that is effective in ... complex. Identify and communicate potential regulatory issues relating to firm sales ... and..

Paralegal/Regulatory Administrator The candidate will handle ... candidate will handle preparation of regulatory filings required under federal securities ... complex documents, working with GFS Regulatory Administration attorneys to plan and..

... to internal business clients on investment advisory, investment company, and regulatory issues in developing new strategies ... also assist with registration and regulatory disclosures for funds, including annual .....

... for ethics and integrity. Address regulatory compliance issues relating to Fixed ... relating to Fixed Income fund investment and product development, including private ... issues. Review and advise the..

Vice President, Corporate Counsel The candidate will be providing ... regarding U.S. and certain non-U.S. regulatory requirements applicable to private funds ... to private funds and registered investment advisers; assisting..

Senior Manager - Regulatory Compliance (Asset Management) The candidate will work with Hedge Fund and Private Equity clients to understand their business activities that are subject to the Investment Advisers Act ..

... for ethics and integrity. Address regulatory compliance issues relating to Fixed ... relating to Fixed Income fund investment and product development, including private ... issues. Review and advise the..

Vice President, Corporate Counsel Responsibilities: Providing day-to-day legal advice ... regarding U.S. and certain non-U.S. regulatory requirements applicable to private funds ... to private funds and registered investment advisers; assisting..

... Ranked Law Firm seeks an investment management and securities attorney with ... identify, and advise clients on regulatory changes. Handle a wide range ... range of matters related to..

... will include analyzing and implementing regulatory changes, enabling platform enhancements, designing ... Analyze the potential impacts of regulatory changes to the fiduciary platforms ... projects. Assisting in responding to..

... of registration statements and/or other regulatory filings required under the Investment Company Act, Investment Advisers Act, Securities Act of ... of 1934. Prepare drafts of regulatory documents for various..

VP, Corporate Counsel, Bankruptcy & Restructuring The candidate ... candidate will be working with investment professionals in connection with bankruptcy ... Retaining, managing, and coordinating outside counsel. Supporting and driving..

VP, Corporate Counsel, Transactions The candidate will be ... candidate will be working with investment professionals in connection with bankruptcy ... Retaining, managing, and coordinating outside counsel. Supporting and driving..