Investment Adviser Regulatory Counsel Jobs in Ohio

General Counsel The candidate will provide duties ... legal representative. Provide comprehensive legal counsel, representation, and oversight on the ... wide range of legal and regulatory matters including transactional matters,..

... professional with deep experience in investment regulation to serve in a ... a key role in supporting investment advisers and broker-dealer clients by ... building out long-term strategies, manage..

... legal advisor to support its Investment Management division. This strategic position ... sophisticated financial services clients-primarily registered investment advisers and broker-dealers-through the evolving ... broker-dealers-through the evolving landscape of..

... seasoned professional to join its Investment Oversight team, either in a ... operations for clients in the investment management space, particularly those operating ... particularly those operating as registered..