Investment Adviser Regulatory Counsel Jobs in Washington

Investment Management Associate; Senior Associate – Securities The candidate must have 2-4 years of post-JD experience. Should have experience advising and representing investment advisers, broker-dealers, hedge funds, securities exchanges, or securities ..

Financial Services Regulatory Associate The candidate should have 3-5 years of experience in the area of federal securities regulation, preferably with a focus on one or more of the following: investment ..

Investment Management - Enforcement Associate or ... 3-5 years of experience providing regulatory counseling to investment advisers, registered investment companies and wealth management businesses ... retail broker-dealers). Knowledge of the..

... Partner with internal stakeholders, including investment, finance and administration, tax, compliance ... Manage external U.S. and non-U.S. counsel on a cost-effective basis. Should ... level of experience in other..

Investment Management Associate The candidate will ... Management Associate The candidate will counsel a wide range of clients, ... family offices), fund managers and investment advisers. Services will include counselling..

Investment Services The candidate will work ... of asset management, broker-dealer and investment adviser clients seeking to deliver services ... laws and the rules of self-regulatory organizations. Develop and broaden..

Washington, D.C. office of a BCG Attorney Search Top Ranked Law Firm seeks associate attorney with 2-4 years of experience in the Investment management field. The candidate should have experience with ..

... Attorney with expertise in the Investment Advisers Act and federal securities ... 4-6 years of asset management regulatory experience and a background in ... in advising clients on cross-border..

... working with the Vice President, Broker-Dealer/Investment Adviser Group, to develop and direct ... OGC’s program with respect to regulatory matters requiring specialized expertise in ... expertise in the regulation..

... DC, is currently seeking an Investment Funds Regulatory Associate Attorney to join their ... a focus on asset management regulatory matters, this position requires a ... working knowledge of..

Associate General Counsel RESPONSIBILITIES: Securities Regulation on securities ... the SEC, FINRA, other self- regulatory agencies, the CFTC, banking regulators, ... Congress. Advocates Institute positions before regulatory agencies, policymakers and..

... DC, is seeking an experienced Investment Management Associate Attorney to join ... have a solid background in investment management law and regulatory compliance. Below is a detailed ... a..

... Position: Associate Location: Washington Department: Investment Management Open Date: Friday, February ... industry experience to join our Investment Management practice in the Washington, ... must: Have familiarity with the..

Associate - Investment Services The candidate should have ... extensive experience working with registered investment companies and investment advisers. Candidates must have extensive ... must have extensive experience with regulatory..

A law firm in Washington, DC, is seeking a skilled Complex Credit and Insurance Solutions Associate Attorney with 3-5 years of experience in complex credit fund formation and insurance solutions for ..

Managing Director, Associate General Counsel The candidate will serve as ... will serve as the general counsel of dually registered broker-dealer and ... dually registered broker-dealer and registered investment adviser...

Paralegal/Regulatory Administrator The candidate will handle ... candidate will handle preparation of regulatory filings required under federal securities ... complex documents, working with GFS Regulatory Administration attorneys to plan and..

... Associate-level Financial Services Compliance and Regulatory Associate Attorney. The ideal candidate ... of experience in compliance and regulatory matters, particularly in advising registered ... matters, particularly in advising registered..

... formation and administration of private investment funds. The ideal candidate should ... advantageous. Proficiency in navigating the Investment Advisers Act of 1940 and ... must exhibit adeptness in providing..

... DC is seeking a Mid-level Investment Management - Financial Institutions Associate ... and demonstrated experience with the Investment Advisers Act of 1940 and ... The role involves counseling top-tier..

... law firm is seeking an Investment Services Associate Attorney to join ... matters concurrently, specializing in registered investment companies, investment advisers, and federal securities laws ... simultaneously within the..

Associate Positions, Investment Management The candidate should have ... should have experience with the Investment Company Act of 1940 and ... Act of 1940 and the Investment Advisers Act of..

... with a focus on registered investment companies, particularly closed-end investment companies. The ideal candidate should ... have significant expertise in the Investment Company Act and Investment Advisers Act, with..