Investment Advisers Act Attorney Jobs in Charlotte

... Consultant 5 - Fiduciary and Investment Management Compliance The candidate will ... and risk topics including the Investment Company Act of 1940, Investment Advisers Act of 1940, and Recordkeeping..

Winston & Strawn is looking for an associate in its Charlotte, Chicago, Dallas, Houston or New York office with 3 - 5 years of significant experience in private equity fund ..

... and ongoing management of alternative investment funds across strategies, including private ... structuring and managing the equity investment process for one-off investment transactions on behalf of independent ... company..

... funds (ETFs) and experience representing investment companies, investment advisers, and independent board members on ... federal securities laws, particularly the Investment Company Act of 1940, the Investment Advisers Act..

Job OverviewA law firm seeks an Investment Funds Mid-Level Associate for their Charlotte, NC office. The ideal candidate will have 4-6 years of experience in private equity fund formation and related ..

Lead Counsel - Wealth and Investment Management Investment Solutions The candidate will serve ... on a complex offering of investment advisory wrap fee programs to ... its capacity as the..