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Assistant General Counsel - Investment Company The candidate will responsible ... registration and activities as an investment adviser and commodity pool operator. ... Legal, Compliance & Regulatory organization. Attorney with..
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... of the regulatory framework governing investment advisers, including the Investment Advisers Act of 1940. Extensive knowledge of ... securities laws including the Securities Act of 1933, the Securities Exchange..
... compliance experience at a registered investment adviser or mutual fund. Should ... have good working knowledge of Investment Company Act and Investment Advisers Act. Must have strong collaboration and..
