Investment Advisers Act Attorney Jobs in North Carolina

... Consultant 5 - Fiduciary and Investment Management Compliance The candidate will ... and risk topics including the Investment Company Act of 1940, Investment Advisers Act of 1940, and Recordkeeping..

Winston & Strawn is looking for an associate in its Charlotte, Chicago, Dallas, Houston or New York office with 3 - 5 years of significant experience in private equity fund ..

Manager Compliance, Personal Securities Trading The candidate will lead, coach and develop onshore and offshore teams. Support department audits and exams. Oversee all day-to-day operations which consist of reviewing compliance reports, ..