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... professional with deep experience in investment regulation to serve in a ... a key role in supporting investment advisers and broker-dealer clients by shaping ... lead regulatory compliance programs..
... legal advisor to support its Investment Management division. This strategic position ... sophisticated financial services clients-primarily registered investment advisers and broker-dealers-through the evolving landscape ... the head of the..
... seasoned professional to join its Investment Oversight team, either in a ... operations for clients in the investment management space, particularly those operating ... particularly those operating as registered..