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8

Investment Advisor Compliance Officer Jobs

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Company
**********
Location
Trevose, PA
Posted Date
Dec 14, 2020
Info Source
Employer  - Part-Time    90  

... search for a Part Time Compliance Officer to join our corporate legal ... Austin So, SVP, Chief Legal Officer and Secretary. rnrnThe Compliance Officer (“CO”) is responsible for supporting..

 
Company
**********
Location
Chicago, IL
Posted Date
Feb 18, 2021
Info Source
Employer  - Full-Time  90  

... Information Deloitte Corporate Finance Senior Compliance Analyst in Chicago Illinois Corporate ... in Chicago Illinois Corporate Finance Compliance Senior Analyst Deloitte Corporate Finance ... Finance LLC is seeking a..

 
Company
**********
Location
Charlotte, NC
Posted Date
Feb 23, 2021
Info Source
Employer  - Full-Time  90  

... Information Deloitte Corporate Finance Senior Compliance Analyst in Charlotte North Carolina ... Charlotte North Carolina Corporate Finance Compliance Senior Analyst Deloitte Corporate Finance ... Finance LLC is seeking a..

 
Company
**********
Location
Greenwich, CT
Posted Date
Sep 04, 2021
Info Source
Employer  - Full-Time  90  

... for a motivated and talented compliance officer who is familiar with securities ... back office functions. Responsibilities: The Compliance Officer – Special Products and Back ... stock lending and..

 
Company
**********
Location
Greenwich, CT
Posted Date
May 20, 2021
Info Source
Employer  - Full-Time  90  

Job Description The Deputy of Compliance Technology position requires knowledge and ... commodities regulatory reporting obligations. Provide compliance guidance and input regarding business ... and tested as appropriate in compliance..

 
Company
**********
Location
Chicago, IL
Posted Date
Aug 07, 2021
Info Source
Employer  - Full-Time  90  

... is looking to hire a Compliance Project Manager in the Chicago ... to the Deputy Chief Regulator Officer and will work closely with ... work closely with other senior..

 
Company
**********
Location
Greenwich, CT
Posted Date
Sep 03, 2021
Info Source
Employer  - Full-Time  90  

... for a motivated and talented compliance officer who is familiar with securities ... federal regulations pertaining to Registered Investment Advisors and Commodity Trading Advisors. ... Advisors. Knowledge of foreign..

 
Company
**********
Location
New York City, NY
Posted Date
Feb 23, 2021
Info Source
Employer  - Full-Time  90  

... Information Deloitte Corporate Finance Senior Compliance Analyst in New York New ... York New York Corporate Finance Compliance Senior Analyst Deloitte Corporate Finance ... Finance LLC is seeking a..

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