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Deputy General Counsel and Deputy CCO The candidate ... Assist in updating and revising investment vehicles’ offering documents and related ... initiatives. Provide support to AV’s investment teams, fund accounting,..
Principal Compliance Specialist, Corporate Functions and Payment Duties: The candidate assists with the research of regulatory compliance requirements and evaluating the adequacy of business policies, procedures, training, reference materials, systems, and ..
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Engagement Consultation Manager Duties: The candidate will be involved in the services to and relationships with clients, both within and outside the U.S. Matters arising from client mergers and acquisitions or ..
Principal Legal Risk Duties: Leads, maintains, and enhances the Organization's regulatory change program. Responsible for the oversight of the Regulatory Library inventory of laws and regulations the identification of regulatory changes, ..
Senior Manager Compliance Programs, Corporate Functions Duties: The candidate will manage a team that maintains and enhances compliance program components, including, but not limited to assessing regulatory changes, evaluating risk associated ..