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Senior Associate General Counsel/Associate General Counsel/Assistant General Counsel The candidate will report to ... will report to the General Counsel and the Director of the ... of art). Regulatory compliance..
Asst General Counsel and Head of Compliance The candidate will be responsible for: Plans, designs, implements, and manages the organization’s formal, written compliance program, which includes board oversight, policies and procedures, ..
Corporate Secretary & Vice President Securities ... & Vice President Securities and Corporate Law The candidate will be ... Section 16 filings; NYSE rules; corporate law issues and the company’s..
Lead Compliance Officer The candidate will provide oversight and monitoring of business group risk-based compliance programs. Will maintain compliance risk expertise and consulting for projects and initiatives with moderate to high ..
Counsel - Investments Duties: Provide legal ... Provide legal support to senior counsel on General Account investments, including ... and waivers, restructurings and workouts, corporate actions, and similar. Engage and..
Vice President, Corporate Counsel, Retail Advice and Solutions The ... range of issues related to investment advisory business. Providing strategic advice ... legal and regulatory advice and counsel to the..
Paralegal The candidate partners directly with attorneys and business groups to recognize, analyze, and evaluate legal issues and risks, and develop related solutions to meet business objectives. Enhances and protects the ..
Exam and Audit Manager - Consumer & Business Banking Duties: Acting as a single point of contact for internal parties, including: Regulatory Services, Corporate Audit Services, CBB BU’s, and the Second ..
Job OverviewA law firm seeks a Corporate Associate to join the Capital Markets practice group in Minneapolis, MN, or Chicago, IL. Exceptional candidates may be considered in other markets. The team ..
Wealth Transition Services Manager / Senior Manager The candidate will interpret and review various legal documents in relation to estate and business succession planning. Will undertake technical research on estate planning ..