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Asst General Counsel and Head of Compliance The candidate will be responsible for: Plans, designs, implements, and manages the organization’s formal, written compliance program, which includes board oversight, policies and procedures, ..
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Counsel - Investments Duties: Provide legal ... Provide legal support to senior counsel on General Account investments, including ... and waivers, restructurings and workouts, corporate actions, and similar. Engage and..
Exam and Audit Manager - Consumer & Business Banking Duties: Acting as a single point of contact for internal parties, including: Regulatory Services, Corporate Audit Services, CBB BU’s, and the Second ..
Lead Compliance Officer – Corporate & Investment Banking The candidate will provide oversight and monitoring of business group risk-based compliance programs. Will maintain compliance risk expertise and consulting for projects and ..
Senior Counsel - Wealth and Investment Management Investment Solutions The candidate will advise ... to the distribution of complex investment products. Collaborate closely with other ... negotiate documents prepared by..
Lead Counsel - Wealth and Investment Management Investment Solutions The candidate will serve ... on a complex offering of investment advisory wrap fee programs to ... its capacity as the..
Lead Counsel - Regulatory & Risk The candidate will lead complex initiatives with broad impact and act as a key participant in large-scale planning. Will handle matters that have a significant ..
Lead Counsel - SEC Filings/Public Disclosures The ... filings and other public disclosures, corporate governance, board and shareholder items, ... and best practices for significant corporate disclosures, including SEC filings,..
Global Corporate Trust Relationship Manager The candidate will develop and maintain relationships with the firm's Corporate Trust Structured Finance clients with the primary focus of managing the value of these relationships ..
Seasonal Tax Manager - Corporate Tax Duties: Overseeing complex federal tax compliance and consulting projects requiring tax analysis for a variety of entities and their affiliates. Performing review of workpapers and ..
VP, Corporate Counsel, Bankruptcy & Restructuring The candidate ... candidate will be working with investment professionals in connection with bankruptcy ... Retaining, managing, and coordinating outside counsel. Supporting and driving..
Seasonal Tax Senior - Corporate Tax Duties: Preparing and/or performing a detailed review of work papers and tax returns on various federal tax consulting/compliance engagements. Conducting research related to accounting for ..
Change Management & Technology Lead Counsel The candidate will provide effective and strategic legal and regulatory advice related to change management and Agile processes for the enterprise change management, digital, innovation, ..
Senior Counsel – Digital The candidate will provide effective legal and regulatory advice and support for enterprise-wide, customer-facing digital channels. Legal responsibilities will focus principally on digital and mobile product development ..
Job OverviewA law firm seeks a Corporate Associate to join the Capital Markets practice group in Minneapolis, MN. The team represents issuers, investment banks, and other market participants in various transactions ..
Senior Counsel - Fiduciary Investments The candidate will lead or participate in moderately complex initiatives and deliverables and contribute to large-scale planning. Will provide legal advice and representation of the Company ..
Senior Counsel – Technology The candidate will provide effective legal and regulatory advice and support for enterprise-wide, customer-facing digital channels. Legal responsibilities will focus principally on digital and mobile product development ..
Senior Counsel - Corporate Properties The candidate will provide guidance to management on legal and regulatory matters impacting business strategy and policy or claims against the Company. Will proactively identify policy, ..
Vice President, Corporate Counsel, Retail Advice and Solutions The ... range of issues related to investment advisory business. Providing strategic advice ... legal and regulatory advice and counsel to the..
VP , Corporate Counsel, Data & Privacy The candidate will be providing legal advice to ensure Prudential’s practices with regard to personal information of customers and employees comply with applicable domestic ..
Senior Manager Compliance Programs, Corporate Functions Duties: The candidate will manage a team that maintains and enhances compliance program components, including, but not limited to assessing regulatory changes, evaluating risk associated ..
Senior Counsel - SEC Filings/Public Disclosures Duties: ... filings and other public disclosures, corporate governance, board and shareholder items, ... and best practices for significant corporate disclosures, including SEC filings,..
Principal Compliance Specialist, Corporate Functions and Payment Duties: The candidate assists with the research of regulatory compliance requirements and evaluating the adequacy of business policies, procedures, training, reference materials, systems, and ..