Investment Banking Compliance Jobs in New York City

Senior Associate, Non-Bank Financial Institutions The candidate will proactively develop client relationships and originate new business opportunities in the Intelligent Finance ecosystem. Will proactively advise, structure, and execute product solutions tailored ..

... and daily operations within a banking center. They are responsible for ... responsible for implementing the Webster banking center network strategy, which includes ... other bank initiatives to support..

Apply Now Share this job Send yourself a reminder Alert me to jobs like this one Compliance Data Analytics Ass Sumitomo Mitsui Banking Corporation (Jersey City, NJ) seeks Compliance Data Analytics ..

Senior Manager Compliance Programs, Corporate Functions Duties: The candidate will manage a team that maintains and enhances compliance program components, including, but not limited to assessing regulatory changes, evaluating risk associated ..

Principal Compliance Specialist Duties: Maintains and enhances ... in support of the overall compliance program components. Assists with researching ... components. Assists with researching regulatory compliance requirements and evaluating the..

Principal Compliance Specialist, Fair Lending The candidate ... activities and work are in compliance with all applicable fair lending ... and knowledge of Fair Lending compliance requirements (including Americans with..

Senior Manager Compliance Programs Duties: Manage a team ... team that maintains and enhances compliance program components. Provide support, coaching, ... annual performance evaluations. Research regulatory compliance requirements and develop..

Research Compliance - Vice President The candidate ... regulatory change. Develop and enhance Compliance policies and procedures and coordinate ... Assist in the preparation of Compliance reports for Compliance Management,..

Senior Manager Compliance Programs, Corporate Functions Duties: The candidate will manage a team that maintains and enhances compliance program components, including, but not limited to assessing regulatory changes, evaluating risk associated ..

Principal Compliance Specialist Duties: The candidate maintains ... and knowledge of Fair Lending compliance requirements (including Americans with Disabilities ... are implemented to facilitate regulatory compliance. Assists in evaluating the..

Assistant General Counsel, Labor & Employment/Litigation, Banking Generalist Duties: Provide Bank-wide labor and employment support in partnership with Human Resources Department, including wage and hour compliance, disability accommodation, hiring and separation, ..

Principal Compliance Specialist, Corporate Functions and Payment ... with the research of regulatory compliance requirements and evaluating the adequacy ... identification, assessment, and communication of compliance program risks and controls...

... markets, and delivering integrated transaction banking solutions. In 2023, we acquired ... while growing our strong, diversified investment bank.u003cbru003eu003cbru003eWe are growth-oriented, people-focused, and ... TD has enhanced its Regulatory..

Bank Trust Compliance Officer The candidate oversees the ... The candidate oversees the firm's compliance function, as well as playing ... employees, reviewing and implementing the compliance program, updating and..

Compliance Sanctions Director (Advisory) – Corporate ... Director (Advisory) – Corporate & Investment Banking The candidate will be serving ... be serving as a senior compliance risk manager for Independent..

Senior Manager Compliance Programs Duties: Manage a team ... team that maintains and enhances compliance program components. Provide support, coaching, ... annual performance evaluations. Research regulatory compliance requirements and develop..

Attorney – Commercial Banking The candidate will provide legal support in structure, negotiate and document secured asset -based lending transactions ranging from approximately $5 million to $1 billion and more. Legal ..

Principal Compliance Specialist Duties: Maintains and enhances ... in support of the overall compliance program components. Assists with researching ... components. Assists with researching regulatory compliance requirements and evaluating the..

Compliance, Merchant Banking Compliance, Associate/Vice President Job ID: 2020-65842 ... ID: 2020-65842 Responsibilities: Cover Merchant Banking Division personnel and provide advice ... expectations. Develop, draft and maintain Compliance policies and..

Principal Compliance Specialist, Fair Lending The candidate ... activities and work are in compliance with all applicable fair lending ... and knowledge of Fair Lending compliance requirements (including Americans with..

Principal Compliance Specialist, Corporate Functions and Payment ... with the research of regulatory compliance requirements and evaluating the adequacy ... identification, assessment, and communication of compliance program risks and controls...

Chief Compliance Officer The candidate will report ... develop and motivate a small compliance team while providing support to ... work within the legal and compliance team, but within a..

Principal Compliance Specialist The candidate maintains and ... in support of the overall compliance program components. Assists with researching ... components. Assists with researching regulatory compliance requirements and evaluating the..