Investment Company Law Jobs in Des Moines

... reporting requirements under the Holding Company Act. Support and manage general ... marketing organizations, broker dealers, registered investment advisers, and banks and financial ... of the following areas of..

Debt Collector Responsibilities: Handle incoming and outgoing consumer collection calls in an automated and manual environment. Review account information and ask probing questions of the consumer to evaluate the consumer’s financial ..

Wealth Transition Services Manager / Senior Manager The candidate will interpret and review various legal documents in relation to estate and business succession planning. Will undertake technical research on estate planning ..

Counsel – Mortgage Loan Servicing The candidate will provide guidance typically to internal clients on legal matters to assist with legal risk assessment, planning and policy decisions, or claims against the ..

Senior Legal Counsel The candidate will analyze business strategy and department strategies and screen for legal opportunities or risks. Deliver input and advice for improvement from a legal point of view. ..

Senior Lead Counsel, Privacy Duties: Engage and influence stakeholders, internal partners and peers associated with the function or affected by its outcomes. Apply cross-disciplinary or specialty expertise proactively to manage the ..

Counsel – Technology The candidate will provide strategic support and legal guidance in structuring, drafting, negotiating, and interpreting complex commercial agreements with vendors, partners, and other third parties in the areas ..

Lead Counsel - SEC Filings/Public Disclosures The candidate will advise on public company matters, including SEC filings and other public disclosures, corporate governance, board and shareholder items, and securities law compliance ..

... including broker-dealer and retail registered investment advisor - to identify and ... legal initiatives and representing the Company on mediations, including those of ... Doctorate and licensed to practice..

Senior Paralegal The candidate will provide support to a specialized practice or functional area within the Legal Department requiring a high degree of analytical, written and oral communication and organizational skills. ..

Counsel - Home Lending The candidate will provide general advice on key regulations impacting consumer residential mortgages, such as TILA-RESPA Integrated Disclosures (TRID), Equal Credit Opportunity Act (ECOA), government lending programs ..

Senior Counsel - Treasury Management The candidate will provide guidance to management on legal and regulatory matters impacting business strategy and policy or claims against the Company. Proactively identify policy, legal, ..

Lead Counsel -Enterprise Regulatory and Policy The candidate will provide practical and legal advice to colleagues, partners, and stakeholders related to regulatory remediation and maintain an integrated and strategic perspective on ..

... intermediate complexity to ensure that company affairs are conducted within the ... within the framework of the law and consistent with sound business ... Build and strengthen relationships and..

State & Local Sales/Use Tax Associate/Senior Associate The candidate will research and review state sales tax and transactional tax issues including nexus determinations and taxability reviews. Will assist clients with various ..

Senior Counsel - SEC Filings/Public Disclosures Duties: Provide guidance to management on legal and regulatory matters impacting business strategy and policy or claims against the Company. Proactively identify policy, legal, and ..

Income/Franchise Tax Senior Associate The candidate will research and review state and local income/franchise tax matters, including nexus determination, taxability analysis and quantification of potential liabilities. Assist clients with various compliance ..

Associate Attorney The candidate will be ambitious, hard-working, intelligent, confident, motivated, efficient, collaborative, a quick-learner, respond well to direction, responsible, and be knowledgeable about courtroom procedures, Iowa Rules of Civil Procedure, ..

Tax Senior Associate The candidate will be providing tax compliance, tax provision, and tax advisory services to pass-through and C-corporation entities with an emphasis on companies operating in the manufacturing and ..

Tax Consultant II - Business Tax Services - Federal/Corporate Tax Duties: The candidate will be a valuable member on tax engagements, assisting with a variety of tax services that are relevant ..

Business Relationship Manager - Procurement (Asset Management) The candidate will foster strong and productive relationships with business executives to support sourcing best practices and assure business objectives and service needs are ..

Tax Consultant II - Financial Service Industries - Hedge Fund Tax Duties: The candidate will be a valuable member of tax engagements, assisting across a variety of tax services that are ..

... audit teams with reviewing a company's financial reporting of tax implications ... professionals working in the alternative investment space, providing aspects of all ... the activities above to alternative..