Investment Compliance Jobs in Charlotte, North Carolina | EmploymentCrossing.com


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406

Investment Compliance Jobs in Charlotte





Job info
SPONSORED JOB
Company
Location
Charlotte, NC
Posted Date
Nov 26,22
Source
Employer   

compliance Officer - Securities Industry The ... support CCO Support to Chief compliance Officers CCOs for multiple series ... Trusts Will assist in the compliance oversight of service providers to..

SPONSORED JOB
Location
Charlotte, NC
Posted Date
Dec 03,22
Source
Employer   

Principal compliance Specialist Duties Maintains and enhances ... in support of the overall compliance program components Assists with researching ... components Assists with researching regulatory compliance requirements and evaluating the..

SPONSORED JOB
Location
Charlotte, NC
Posted Date
Dec 08,22
Source
Employer   

Senior compliance Officer The candidate will conduct ... candidate will conduct and direct compliance risk oversight of Enterprise compliance Programs with an emphasis on ... English Proficiency Lead and execute..

 
Company
**********
Location
Charlotte, NC
Posted Date
Oct 10, 2021
Info Source
Employer  - Full-Time  90  

Job Information Humana Compliance (UM) Coordinator 2 in Charlotte ... Charlotte North Carolina Description The Compliance (UM) Coordinator 2 conducts and ... Coordinator 2 conducts and summarizes compliance audits. The..

 
Location
Charlotte, NC
Posted Date
Apr 29, 2024
Info Source
Recruiter  -  

A law firm in Charlotte is seeking a Capital Markets/Securities Associate Attorney with 2-4 years of experience at a large law firm with a sophisticated capital markets/securities practice. The candidate will ..

 
Company
**********
Location
Charlotte, NC
Posted Date
Jul 29, 2021
Info Source
Employer  - Full-Time  90  

Description The Compliance (UM) Coordinator 2 conducts and summarizes compliance audits. The Compliance (UM) Coordinator 2 performs varied activities and moderately complex administrative/operational/customer support assignments. Performs computations. Typically works on semi-routine ..

 
Location
Charlotte, NC
Posted Date
Mar 04, 2024
Info Source
Recruiter  -  

... managing the subscription process efficiently.Ensure compliance with the Investment Advisers Act and other federal ... requirements and exemptions to the Investment Company Act. Requirements:3-5 years of experience ... law firms.Strong..

 
Company
**********
Location
Charlotte, NC
Posted Date
Dec 02, 2022
Info Source
Employer  - Full-Time  90  

Seasonal Tax Manager - Investment Management Duties: Performing review of workpapers and tax returns for hedge funds or investment funds. Performing review of investor packages, including Schedules K-1, K-2, K-3, and ..

 
Location
Charlotte, NC
Posted Date
Oct 25, 2021
Info Source
Employer  - Full-Time  90  

... role is to aid the compliance team in meeting LendingTree’s regulatory ... Partner with business to understand compliance risks and improve processes Develop ... partners Design, develop, and execute..

 
Company
**********
Location
Charlotte, NC
Posted Date
May 26, 2019
Info Source
Employer  - Full-Time  90  

Compliance Consultant 5 - Fiduciary and ... Consultant 5 - Fiduciary and Investment Management Compliance The candidate will be responsible ... be responsible for conducting regulatory compliance risk management oversight..

 
Location
Charlotte, NC
Posted Date
Mar 05, 2024
Info Source
Recruiter  -  

A law firm is seeking a Senior Fund Finance/NAV Finance/Subscription Line Associate Attorney or Counsel for its Charlotte, NC office. The successful candidate will be responsible for the following:Job Overview: The ..

 
Company
**********
Location
Charlotte, NC
Posted Date
Dec 02, 2022
Info Source
Employer  - Full-Time  90  

Principal Compliance Specialist Duties: Maintains and enhances ... in support of the overall compliance program components. Assists with researching ... components. Assists with researching regulatory compliance requirements and evaluating the..

 
Location
Charlotte, NC
Posted Date
Mar 18, 2024
Info Source
Recruiter  -  

... aspects of fund formation, structuring, compliance, and ongoing management for alternative ... and ongoing management for alternative investment funds. The role involves working ... legal documents, and ensuring regulatory..

 
Company
**********
Location
Charlotte, NC
Posted Date
Feb 23, 2021
Info Source
Employer  - Full-Time  90  

... Information Deloitte Corporate Finance Senior Compliance Analyst in Charlotte North Carolina ... Charlotte North Carolina Corporate Finance Compliance Senior Analyst Deloitte Corporate Finance ... Finance LLC is seeking a..

 
Company
**********
Location
Charlotte, NC
Posted Date
Feb 18, 2021
Info Source
Employer  - Full-Time  90  

... Seasonal Income Franchise Manager – Investment Management in Charlotte North Carolina ... and Local Tax Manager - Investment Management Expected start date is ... strategic and creative Multistate Tax..

 
Location
Charlotte, NC
Posted Date
Mar 21, 2024
Info Source
Recruiter  -  

A law firm in Charlotte, NC, is actively seeking a Mid-level Corporate Associate Attorney to join their private equity group. The ideal candidate should have at least 5 years of broad ..

 
Location
Charlotte, NC
Posted Date
Apr 29, 2024
Info Source
Recruiter  -  

A law firm in Charlotte is seeking a Capital Markets/Securities Associate Attorney with 4-6 years of experience at a large law firm with a sophisticated capital markets/securities practice. The candidate will ..

 
Company
Location
Charlotte, NC
Posted Date
Feb 08, 2022
Info Source
Employer  - Full-Time  90  

Description The Supply Chain Professional 2 reports through Humana's Pharmacy Supply Chain and performs DSCSA (Drug Supply Chain Security Act) compliance related tasks in support of Humana's Pharmacy inventory receiving operations. ..

 
Location
Charlotte, NC
Posted Date
Mar 20, 2024
Info Source
Recruiter  -  

... position requires a background in investment management and fund formation and ... the strategic growth of the Investment Funds team. The ideal candidate ... legal counsel and support for..

 
Company
**********
Location
Charlotte, NC
Posted Date
Feb 09, 2021
Info Source
Employer  - Full-Time  90  

11,455 Job Information Deloitte Deloitte Risk & Financial Advisory Intern - Controls, Compliance & Finance - 2022 Internship in Charlotte North Carolina Deloitte Risk & Financial Advisory Intern - Controls, Compliance ..

 
Company
**********
Location
Charlotte, NC
Posted Date
Dec 08, 2022
Info Source
Employer  - Full-Time  90  

Senior Compliance Officer The candidate will conduct ... candidate will conduct and direct compliance risk oversight of Enterprise Compliance Programs, with an emphasis on ... English Proficiency. Lead and execute..

 
Location
Charlotte, NC
Posted Date
Mar 29, 2021
Info Source
Employer  - Full-Time  90  

... Deloitte Senior Cyber Risk & Compliance Analyst (Client Security Assurance) in ... Carolina Senior Analyst, Risk and Compliance (Client Security Assurance) Location: Open ... programs of Technology Risk &..

 
Location
Charlotte, NC
Posted Date
Feb 13, 2021
Info Source
Employer  - Full-Time  90  

14,567 Job Information Deloitte Deloitte Risk & Financial Advisory Analyst - Controls, Compliance & Finance (Summer/Fall 2022) in Charlotte North Carolina Deloitte Risk & Financial Advisory Analyst - Controls, Compliance & ..

 
Company
**********
Location
Charlotte, NC
Posted Date
Jun 05, 2021
Info Source
Employer  - Full-Time  90  

Description The Associate Director, Credentialing/Compliance manages the Dental Credentialing and ... manages the Dental Credentialing and Compliance team ensuring that dental providers ... Humana's Dental Networks operate in compliance with..

 
Location
Charlotte, NC
Posted Date
Mar 21, 2024
Info Source
Recruiter  -  

... seeking a qualified Mid-level Private Investment Funds Associate Attorney to join ... private offering materials for various investment funds.Provide legal advice and support ... private fund managers on regulatory..

 
Company
**********
Location
Charlotte, NC
Posted Date
Feb 18, 2021
Info Source
Employer  - Full-Time  90  

... – Income Franchise Manager – Investment Management in Charlotte North Carolina ... and Local Tax Manager - Investment Management Position Summary Are you ... strategic and creative Multistate Tax..

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