Investment Compliance Jobs in Irvine

Senior Compliance Officer Duties: Support the development ... development and implementation of the investment adviser compliance program, working closely with members ... closely with members of the Compliance Department globally..

14,567 Job Information Deloitte Deloitte Risk & Financial Advisory Analyst - Controls, Compliance & Finance (Summer/Fall 2022) in Costa Mesa California Deloitte Risk & Financial Advisory Analyst - Controls, Compliance & ..

Compliance Analyst The candidate will be ... and Legal teams in negotiating investment discretions, interpreting investment restrictions from different sources (including ... supporting the Trade Floor with investment decisions and..

Manager, International Compliance and Reporting Services Duties: Conduct design sessions with the client to understand and document the requirement definition for the system. Assign activities and tasks to the project team. ..

State Income and Franchise - Investment Management Tax Senior Manager - Multistate Duties: The candidate will be maintaining and developing strong client relationships on various tax consulting/compliance engagements in the investment ..

Job Overview:A law firm in Irvine, CA is seeking a highly qualified Senior Tax Associate Attorney or Counsel with a minimum of 7 years of experience in tax matters. The ideal ..

3/8/2024 As part of our Risk and Compliance Department, you will be responsible for developing, implementing and administering all aspects of the Bank's BSA/AML and OFAC Compliance Program. Part of it ..

... Seasonal Income Franchise Manager – Investment Management in Costa Mesa California ... and Local Tax Manager - Investment Management Expected start date is ... strategic and creative Multistate Tax..

Senior Compliance Officer The candidate will be ... involve managing a team of compliance professionals and assisting with the ... procedures as well as other compliance-related documents, communications, and reporting;..

State Income and Franchise - Investment Management Tax Senior Manager - Multistate Duties: The candidate will be maintaining and developing strong client relationships on various tax consulting/compliance engagements in the investment ..

Tax Consultant II - Nat'l Federal Tax Services - Partnership Compliance Group (PSG) Duties: Assist clients with life events for partnerships (e.g. formations, mergers, initial public offerings), inside and outside basis ..

11,455 Job Information Deloitte Deloitte Risk & Financial Advisory Intern - Controls, Compliance & Finance - 2022 Internship in Costa Mesa California Deloitte Risk & Financial Advisory Intern - Controls, Compliance ..

Tax Senior Manager - Nat'l Federal Tax Services - Partnership Compliance Group (PSG) Duties: Refine your skillset with the ability to work with large-scaled operating partnership tax clients on matters that ..

VP-Compliance Liaison Officer The candidate will ... on regulations as requested by Compliance Dept. Review and respond to ... monitoring reports issued by the Compliance Dept. Assist in responding to..

Tax Senior - Nat'l Federal Tax Services - Partnership Compliance Group (PSG) The candidate will refine their skillset with the ability to work with large-scale operating partnership tax clients on matters ..

Wholesale Credit Admin Associate II - Global Corporate & Investment Banking The candidate will be monitoring customer exposure, data integrity and compliance with Credit Policy, process, procedures and regulatory guidelines. Compares ..

Compliance Analyst The candidate work within ... The candidate work within the Legal/Compliance department managing investment guidelines in the company’s proprietary ... guidelines in the company’s proprietary compliance management environment..

Tax Senior Manager - Business Tax Services - Investment Management - Private Wealth Duties: The candidate will perform high-level reviews of tax research of individual, fiduciary, partnership, closely-held corporations, estate, and ..

International Compliance and Reporting Services - Tax Senior Manager The candidate will work within an engagement team and draw on experience in accounting and taxation. Will provide tax compliance and consulting ..

Senior Consultant, International Compliance and Reporting Services Duties: The candidate will work within an engagement team and draw on experience in accounting and taxation to provide tax compliance and consulting services ..

Tax Consultant II, International Compliance and Reporting Services Duties: The candidate will work within an engagement team and draw on experience in accounting and taxation to provide tax compliance and consulting ..

Job Overview: A law firm in Irvine, CA, is seeking a highly skilled Securities Business Transactional Attorney to join their team. The successful candidate will assist clients with raising capital, ensuring ..

TAI - Senior Compliance Counsel The candidate will be ... and procedures to enhance corporate compliance. Will be conducting investigations into ... action. Developing, refining, and updating compliance training. Developing,..